Swan Defined Risk Fund I (SDRIX)
14.83
-1.58
(-9.63%)
USD |
Dec 30 2025
Returns Chart
Key Stats
| Net Expense Ratio | Total Assets Under Management | Weighted Average Dividend Yield | Turnover Ratio (Generic) |
|---|---|---|---|
| 1.25% | 639.35M | -- | 12.00% |
| 1 Year Fund Level Flows | 1 Year Total Returns (Daily) | Annualized Total Returns Since Inception (Daily) | Max Drawdown (Since Inception) |
| -114.44M | 10.96% | Upgrade | Upgrade |
Basic Info
| Investment Strategy | |
| The Fund seeks income and growth of capital. The Fund invest primarily in equity securities of large capitalization US companies through ETFs that invest in equity securities and exchange-traded long-term put options represented in S&P 500 Index, and buying and selling exchange-traded put and call options. |
| General | |
| Security Type | Mutual Fund |
| Equity Style | -- |
| Broad Asset Class | US Equity |
| Broad Category | Equity |
| Global Peer Group | Equity Other |
| Peer Group | Specialty Diversified Equity Funds |
| Global Macro | Equity Other |
| US Macro | Large-Cap Funds |
| YCharts Categorization | -- |
| YCharts Benchmark | -- |
| Prospectus Objective | Growth & Income Funds |
| Fund Owner Firm Name | Swan Capital Management |
| Broad Asset Class Benchmark Index | |
| ^SPXTR | 100.0% |
Net Fund Flows Versus Peer Group
1 Month
% Rank:
82
-13.60M
Peer Group Low
37.81M
Peer Group High
1 Year
% Rank:
82
-114.44M
-164.32M
Peer Group Low
-1.303M
Peer Group High
3 Months
% Rank:
82
-47.87M
Peer Group Low
30.88M
Peer Group High
3 Years
% Rank:
82
-554.64M
Peer Group Low
17.30M
Peer Group High
6 Months
% Rank:
82
-89.47M
Peer Group Low
59.26M
Peer Group High
5 Years
% Rank:
91
-892.21M
Peer Group Low
146.41M
Peer Group High
YTD
% Rank:
82
-150.58M
Peer Group Low
78242.00
Peer Group High
10 Years
% Rank:
91
-1.483B
Peer Group Low
146.41M
Peer Group High
Date Unavailable
Risk
Performance Versus Peer Group
Annual Total Returns Versus Peers
As of December 31, 2025.
*Indicates data for the year is incomplete.
Asset Allocation
As of September 30, 2025.
| Type | % Net |
|---|---|
| Cash | 0.66% |
| Stock | 95.53% |
| Bond | 0.27% |
| Convertible | 0.00% |
| Preferred | 0.00% |
| Other | 3.55% |
Top 10 Holdings
| Name | % Weight | Price | % Change |
|---|---|---|---|
| iShares Core S&P 500 ETF | 67.40% | 684.96 | -0.72% |
| State Street Technology Select Sector SPDR ETF | 9.77% | 143.96 | -1.00% |
| State Street Financial Sel Sec SPDR ETF | 3.80% | 54.77 | -0.74% |
|
SPX Dec6 6100.0P
|
3.61% | -- | -- |
| State Street Cons Disc Sel Sect SPDR Income ETF | 3.01% | 119.42 | -0.78% |
| State Street Com Svc Sel Sec SPDR ETF | 2.83% | 117.74 | -0.46% |
| State Street Health Care Select Sector SPDR ETF | 2.55% | 154.81 | -0.56% |
| State Street Industrial Select Sector SPDR ETF | 2.38% | 155.09 | -0.85% |
| State Street Cons Staples Sel Sec SPDR Inc ETF | 1.40% | 77.70 | -0.57% |
| State Street Energy Select Sector SPDR ETF | 0.83% | 44.72 | -0.53% |
Fees & Availability
| Fees | |
| Actual 12B-1 Fee | -- |
| Actual Management Fee | 1.00% |
| Administration Fee | 327.7K% |
| Maximum Front Load | -- |
| Maximum Deferred Load | -- |
| Maximum Redemption Fee | 0.00% |
| General Availability | |
| Available for Insurance Product | No |
| Available for RRSP | No |
| Purchase Details | |
| Open to New Investors |
|
| Minimum Initial Investment | 100000.0 None |
| Minimum Subsequent Investment | 500.00 None |
Basic Info
| Investment Strategy | |
| The Fund seeks income and growth of capital. The Fund invest primarily in equity securities of large capitalization US companies through ETFs that invest in equity securities and exchange-traded long-term put options represented in S&P 500 Index, and buying and selling exchange-traded put and call options. |
| General | |
| Security Type | Mutual Fund |
| Equity Style | -- |
| Broad Asset Class | US Equity |
| Broad Category | Equity |
| Global Peer Group | Equity Other |
| Peer Group | Specialty Diversified Equity Funds |
| Global Macro | Equity Other |
| US Macro | Large-Cap Funds |
| YCharts Categorization | -- |
| YCharts Benchmark | -- |
| Prospectus Objective | Growth & Income Funds |
| Fund Owner Firm Name | Swan Capital Management |
| Broad Asset Class Benchmark Index | |
| ^SPXTR | 100.0% |
Fundamentals
| General | |
| Distribution Yield | -- |
| Dividend Yield TTM (12-30-25) | 0.00% |
| 30-Day SEC Yield | -- |
| 7-Day SEC Yield | -- |
| Number of Holdings | 22 |
| Stock | |
| Weighted Average PE Ratio | 34.84 |
| Weighted Average Price to Sales Ratio | 9.009 |
| Weighted Average Price to Book Ratio | 11.65 |
| Weighted Median ROE | 63.72% |
| Weighted Median ROA | 16.78% |
| ROI (TTM) | 23.90% |
| Return on Investment (TTM) | 23.90% |
| Earning Yield | 0.0361 |
| LT Debt / Shareholders Equity | 1.110 |
| Number of Equity Holdings | 0 |
As of September 30, 2025
Growth Metrics
| EPS Growth (1Y) | 26.26% |
| EPS Growth (3Y) | 16.87% |
| EPS Growth (5Y) | 21.05% |
| Sales Growth (1Y) | 16.20% |
| Sales Growth (3Y) | 13.84% |
| Sales Growth (5Y) | 15.14% |
| Sales per Share Growth (1Y) | 19.61% |
| Sales per Share Growth (3Y) | 14.48% |
| Operating Cash Flow - Growth Rate (3Y) | 17.91% |
As of September 30, 2025
Fund Details
Top Portfolio Holders
| Name | % Weight |
|---|---|
| Portfolio A | 5.00% |
| Portfolio B | 3.50% |
| Portfolio C | 2.25% |
Excel Add-In Codes
| Name: =YCI("M:SDRIX", "name") |
| Broad Asset Class: =YCI("M:SDRIX", "broad_asset_class") |
| Broad Category: =YCI("M:SDRIX", "broad_category_group") |
| Prospectus Objective: =YCI("M:SDRIX", "prospectus_objective") |
| To find the codes for any of our securities and financial metrics, see our Complete Excel Reference. |