Swan Defined Risk Fund A (SDRAX)
15.32
-0.06
(-0.39%)
USD |
Sep 15 2026
Returns Chart
Key Stats
| Net Expense Ratio | Total Assets Under Management | Weighted Average Dividend Yield | Turnover Ratio (Generic) |
|---|---|---|---|
| 1.50% | 568.27M | -- | 12.00% |
| 1 Year Fund Level Flows | 1 Year Total Returns (Daily) | Annualized Total Returns Since Inception (Daily) | Max Drawdown (Since Inception) |
| -131.57M | 8.17% |
Basic Info
| Investment Strategy | |
| The Fund seeks income and growth of capital. The Fund invest primarily in equity securities of large capitalization US companies through ETFs that invest in equity securities and exchange-traded long-term put options represented in S&P 500 Index, and buying and selling exchange-traded put and call options. |
| General | |
| Security Type | Mutual Fund |
| Equity Style | -- |
| Broad Asset Class | US Equity |
| Broad Category | Equity |
| Global Peer Group | Equity Other |
| Peer Group | Specialty Diversified Equity Funds |
| Global Macro | Equity Other |
| US Macro | Large-Cap Funds |
| YCharts Categorization | -- |
| YCharts Benchmark | -- |
| Prospectus Objective | Growth & Income Funds |
| Fund Owner Firm Name | Swan Capital Management |
| Broad Asset Class Benchmark Index | |
| ^SPXTR | 100.0% |
Net Fund Flows Versus Peer Group
1 Month
% Rank:
84
-17.38M
Peer Group Low
70.10M
Peer Group High
1 Year
% Rank:
82
-131.57M
-150.42M
Peer Group Low
39.51M
Peer Group High
3 Months
% Rank:
84
-48.01M
Peer Group Low
76.02M
Peer Group High
3 Years
% Rank:
80
-654.70M
Peer Group Low
41.32M
Peer Group High
6 Months
% Rank:
91
-73.61M
Peer Group Low
80.88M
Peer Group High
5 Years
% Rank:
90
-742.96M
Peer Group Low
66.44M
Peer Group High
YTD
% Rank:
92
-91.32M
Peer Group Low
76.79M
Peer Group High
10 Years
% Rank:
88
-1.975B
Peer Group Low
-8.785M
Peer Group High
Date Unavailable
Risk
Performance Versus Peer Group
Annual Total Returns Versus Peers
As of September 16, 2026.
Asset Allocation
As of June 30, 2026.
| Type | % Net |
|---|---|
| Cash | 0.75% |
| Stock | 93.74% |
| Bond | 0.29% |
| Convertible | 0.00% |
| Preferred | 0.00% |
| Other | 5.22% |
Top 10 Holdings
| Name | % Weight | Price | % Change |
|---|---|---|---|
| iShares Core S&P 500 ETF | 59.40% | 762.44 | 0.47% |
| State Street Technology Select Sector SPDR ETF | 13.98% | 185.90 | 1.18% |
| State Street Financial Sel Sec SPDR ETF | 4.00% | 56.54 | -0.55% |
| State Street Consumer Disc Sel Sect SPDR ETF | 3.12% | 111.37 | 0.44% |
| State Street Health Care Select Sector SPDR ETF | 3.08% | 168.69 | 0.61% |
|
SPX Dec7 7350.0P
|
3.06% | -- | -- |
| State Street Industrial Select Sector SPDR ETF | 3.03% | 170.56 | 1.01% |
| State Street Com Svc Sel Sec SPDR ETF | 2.72% | 114.06 | 0.03% |
|
SPX Dec7 7250.0P
|
2.45% | -- | -- |
| State Street Consumer Staples Sel Sect SPDR ETF | 1.57% | 83.88 | 0.18% |
Fees & Availability
| Fees | |
| Actual 12B-1 Fee | 0.25% |
| Actual Management Fee | 1.00% |
| Administration Fee | 77630.00 None |
| Maximum Front Load | 5.50% |
| Maximum Deferred Load | -- |
| Maximum Redemption Fee | 0.00% |
| General Availability | |
| Available for Insurance Product | No |
| Available for RRSP | No |
| Purchase Details | |
| Open to New Investors |
|
| Minimum Initial Investment | 2500.00 None |
| Minimum Subsequent Investment | 500.00 None |
TTM Distributions
| Type | Sep | Oct | Nov | Dec | Jan | Feb | Mar | Apr | May | Jun | Jul | Aug |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
Qualified Income
|
-- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
|
Normal
|
-- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
|
Qualified
|
-- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
|
LT Cap Gains
|
-- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
|
Ordinary Income
|
-- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
|
Non-Qual
|
-- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
|
ST Cap Gains
|
-- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
|
Interest
|
-- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
|
Tax-Exempt
|
-- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
|
ROC
|
-- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
|
Other
|
-- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
|
Total
|
-- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
As of August 31, 2026.
Basic Info
| Investment Strategy | |
| The Fund seeks income and growth of capital. The Fund invest primarily in equity securities of large capitalization US companies through ETFs that invest in equity securities and exchange-traded long-term put options represented in S&P 500 Index, and buying and selling exchange-traded put and call options. |
| General | |
| Security Type | Mutual Fund |
| Equity Style | -- |
| Broad Asset Class | US Equity |
| Broad Category | Equity |
| Global Peer Group | Equity Other |
| Peer Group | Specialty Diversified Equity Funds |
| Global Macro | Equity Other |
| US Macro | Large-Cap Funds |
| YCharts Categorization | -- |
| YCharts Benchmark | -- |
| Prospectus Objective | Growth & Income Funds |
| Fund Owner Firm Name | Swan Capital Management |
| Broad Asset Class Benchmark Index | |
| ^SPXTR | 100.0% |
Fundamentals
| General | |
| Distribution Yield | -- |
| Dividend Yield TTM (9-15-26) | 0.00% |
| 30-Day SEC Yield | -- |
| 7-Day SEC Yield | -- |
| Number of Holdings | 26 |
| Stock | |
| Weighted Average PE Ratio | 33.81 |
| Weighted Average Price to Sales Ratio | 9.552 |
| Weighted Average Price to Book Ratio | 12.08 |
| Weighted Median ROE | 113.9% |
| Weighted Median ROA | 18.87% |
| Return on Investment (TTM) | 27.05% |
| Earning Yield | 0.0375 |
| LT Debt / Shareholders Equity | 0.7893 |
| Number of Equity Holdings | 0 |
As of June 30, 2026
Growth Metrics
| EPS Growth (1Y) | 28.81% |
| EPS Growth (3Y) | 20.41% |
| EPS Growth (5Y) | 24.78% |
| Sales Growth (1Y) | 16.23% |
| Sales Growth (3Y) | 14.56% |
| Sales Growth (5Y) | 15.89% |
| Sales per Share Growth (1Y) | 16.82% |
| Sales per Share Growth (3Y) | 15.19% |
| Operating Cash Flow - Growth Rate (3Y) | 25.01% |
As of June 30, 2026
Fund Details
Top Portfolio Holders
| Name | % Weight |
|---|---|
| Portfolio A | 5.00% |
| Portfolio B | 3.50% |
| Portfolio C | 2.25% |
Excel Add-In Codes
| Name: =YCI("M:SDRAX", "name") |
| Broad Asset Class: =YCI("M:SDRAX", "broad_asset_class") |
| Broad Category: =YCI("M:SDRAX", "broad_category_group") |
| Prospectus Objective: =YCI("M:SDRAX", "prospectus_objective") |
| To find the codes for any of our securities and financial metrics, see our Complete Excel Reference. |