First Trust Small Cap Gr AlphaDEX® ETF (FYC)
55.87
+1.51 (+2.78%)
USD |
NASDAQ |
Jun 24, 16:00
55.79
-0.08 (-0.14%)
After-Hours: 20:00
Price Chart
Key Stats
Customize
| Expense Ratio | Discount or Premium to NAV | Total Assets Under Management | 30-Day Average Daily Volume |
|---|---|---|---|
| 0.70% | -0.11% | 190.18M | 22224.47 |
| Dividend Yield | Turnover Ratio | 1 Year Fund Level Flows | Max Drawdown (All) |
| 0.85% | 151.0% | -169.58M | Upgrade |
Basic Info
| Investment Strategy | |
| The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Growth Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select growth stocks from the NASDAQ US 700 Small Cap Index TM (the "base index") that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology. |
| General | |
| Security Type | Exchange-Traded Fund |
| Equity Style | Small Cap/Blend |
| Fixed Income Style | -- |
| Broad Asset Class | US Equity |
| Broad Category | Equity |
| Category Name | Small Growth |
| Category Index | Russell 2000 Growth TR USD |
| Prospectus Objective | Small Company |
| Fund Owner Firm Name | First Trust |
| Prospectus Benchmark Index | |
| NASDAQ AlphaDEX(R) SC Growth TR USD | 100.0% |
| Broad Asset Class Benchmark Index | |
| ^SPXTR | 100.0% |
| Manager Tenure | |
| Daniel Lindquist | 11.13 yrs |
| David McGarel | 11.13 yrs |
| Jon Erickson | 11.13 yrs |
| Roger Testin | 11.13 yrs |
| Stan Ueland | 11.13 yrs |
| Chris Peterson | 6.21 yrs |
| Erik Russo | 1.42 yrs |
Net Fund Flows Versus Category
1 Month
% Rank:
--
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Category Low
--
Category High
1 Year
% Rank:
77
-169.58M
-2.638B
Category Low
1.066B
Category High
3 Months
% Rank:
--
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Category Low
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Category High
3 Years
% Rank:
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Category High
6 Months
% Rank:
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Category Low
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Category High
5 Years
% Rank:
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Category Low
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Category High
YTD
% Rank:
--
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Category Low
--
Category High
10 Years
% Rank:
--
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Category Low
--
Category High
As of May 31, 2022
Performance Versus Category
As of June 24, 2022. Returns for periods of 1 year and above are annualized.
Annual Total Returns Versus Peers
As of June 24, 2022.
Asset Allocation
Top 10 Holdings
| Name | % Weight | Price | % Change |
|---|---|---|---|
| Lantheus Holdings Inc | 0.88% | 62.82 | 2.50% |
| MGP Ingredients Inc | 0.85% | 95.36 | 4.86% |
| Harmony Biosciences Holdings Inc Ordinary Shares | 0.84% | 51.67 | 0.72% |
| Arch Resources Inc Class A | 0.83% | 146.85 | 2.63% |
| Otter Tail Corp | 0.80% | 65.00 | 3.24% |
| Comstock Resources Inc | 0.79% | 13.19 | 2.41% |
| Mueller Industries Inc | 0.76% | 53.38 | 2.89% |
| World Wrestling Entertainment Inc Class A | 0.76% | 60.62 | 2.00% |
| Verra Mobility Corp Class A | 0.75% | 15.77 | 2.67% |
| Patterson-UTI Energy Inc | 0.75% | 15.77 | 8.38% |
News
Headline
Wire
Time (ET)
Business Wire
12/12 17:44
Business Wire
09/24 17:27
Business Wire
12/17 17:33
Business Wire
06/20 17:15
Business Wire
03/21 17:04
Business Wire
12/20 17:21
Basic Info
| Investment Strategy | |
| The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Growth Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select growth stocks from the NASDAQ US 700 Small Cap Index TM (the "base index") that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology. |
| General | |
| Security Type | Exchange-Traded Fund |
| Equity Style | Small Cap/Blend |
| Fixed Income Style | -- |
| Broad Asset Class | US Equity |
| Broad Category | Equity |
| Category Name | Small Growth |
| Category Index | Russell 2000 Growth TR USD |
| Prospectus Objective | Small Company |
| Fund Owner Firm Name | First Trust |
| Prospectus Benchmark Index | |
| NASDAQ AlphaDEX(R) SC Growth TR USD | 100.0% |
| Broad Asset Class Benchmark Index | |
| ^SPXTR | 100.0% |
| Manager Tenure | |
| Daniel Lindquist | 11.13 yrs |
| David McGarel | 11.13 yrs |
| Jon Erickson | 11.13 yrs |
| Roger Testin | 11.13 yrs |
| Stan Ueland | 11.13 yrs |
| Chris Peterson | 6.21 yrs |
| Erik Russo | 1.42 yrs |
Fundamentals
| General | |
| Distribution Yield | Upgrade |
| Dividend Yield TTM (6-24-22) | 0.85% |
| 30-Day SEC Yield (5-31-22) | Upgrade |
| 7-Day SEC Yield | -- |
| Number of Holdings | Upgrade |
| Stock | |
| Weighted Average PE Ratio | 12.84 |
| Weighted Average Price to Sales Ratio | Upgrade |
| Weighted Average Price to Book Ratio | Upgrade |
| Weighted Median ROE | Upgrade |
| Weighted Median ROA | Upgrade |
| Forecasted Dividend Yield | Upgrade |
| Forecasted PE Ratio | Upgrade |
| Forecasted Price to Sales Ratio | Upgrade |
| Forecasted Price to Book Ratio | Upgrade |
As of June 23, 2022
Growth Estimates
Fund Details
| Key Dates | |
| Inception Date | 4/19/2011 |
| Last Annual Report Date | 7/31/2021 |
| Last Prospectus Date | 12/1/2021 |
| Attributes | |
| Enhanced Index Fund | No |
| Index Fund |
|
| Inverse Fund | No |
| Leveraged Fund | No |
| Fund of Funds | No |
| Currency Hedged Fund | No |
| Synthetic Replication Fund | No |
| Has Dividend Investment Plan | No |
| Socially Responsible Fund | No |
News
Headline
Wire
Time (ET)
Business Wire
12/12 17:44
Business Wire
09/24 17:27
Business Wire
12/17 17:33
Business Wire
06/20 17:15
Business Wire
03/21 17:04
Business Wire
12/20 17:21