First Trust Mid Cap Growth AlphaDEX® ETF (FNY)

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30.97 +0.20  +0.63% NASDAQ Dec 2, 20:00 Delayed 2m USD
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FNY Price Chart

FNY Key Stats

Expense Ratio 0.70%
Share Class Assets Under Management 92.94M
30-Day Average Daily Volume Upgrade
Net Asset Value 30.98
Discount or Premium to NAV -0.03%
Turnover Ratio 193.00

FNY Performance

  Total Return Cat. Total Return (NAV) % Rank in Cat. (NAV) Cat. Total Return (Price) % Rank in Cat. (Price)
1M 6.05% -- 18 -- 24
3M -1.49% -- 55 -- 62
6M 3.67% -- 32 -- 52
1Y 5.67% -- 28 -- 32
3Y 5.36% -- 47 -- 71
5Y 11.02% -- 55 -- 75
As of Dec. 2, 2016
Returns for periods of 1 year and above are annualized.

FNY Asset Allocation

Type % Net % Long % Short
Cash 0.04% 0.04% 0.00
Stock 99.83% 99.83% 0.00
Bond 0.00 0.00 0.00
Convertible 0.00 0.00 0.00
Preferred 0.00 0.00 0.00
Other 0.13% 0.13% 0.00
As of Dec. 1, 2016

FNY Region Exposure

Americas 100.0%
North America 100.0%
Latin America 0.00
Greater Europe 0.00
United Kingdom 0.00
Europe Developed 0.00
Europe Emerging 0.00
Africa/Middle East 0.00
Greater Asia 0.00
Japan 0.00
Australasia 0.00
Asia Developed 0.00
Asia Emerging 0.00
Market Classification
% Developed Markets 100.0%
% Emerging Markets 0.00
As of Dec. 1, 2016
Region breakdown data is calculated by using the long position holdings of the portfolio.

FNY Stock Sector Exposure

Basic Materials 8.37%
Communication Services 0.76%
Consumer Cyclical 13.16%
Consumer Defensive 3.64%
Energy 5.86%
Financial Services 6.85%
Healthcare 11.70%
Industrials 14.50%
Real Estate 11.88%
Technology 21.95%
Utilities 1.32%
As of Dec. 1, 2016

FNY Stock Market Capitalization

Giant 0.00
Large 0.00
Medium 48.17%
Small 51.68%
Micro 0.15%
As of Dec. 1, 2016

FNY Stock Style Exposure

Large Cap Value 0.00
Large Cap Blend 0.00
Large Cap Growth 0.00
Mid Cap Value 6.70%
Mid Cap Blend 12.72%
Mid Cap Growth 28.96%
Small Cap Value 7.33%
Small Cap Blend 15.75%
Small Cap Growth 28.54%
As of Dec. 1, 2016
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FNY Top 10 Holdings

Symbol Name % Weight Price % Chg
URI United Rentals Inc 0.98% 104.85 +0.54%
XPO XPO Logistics Inc 0.91% 44.96 +0.16%
THO Thor Industries Inc 0.90% 101.48 -1.46%
AMD Advanced Micro Devices Inc 0.90% 8.53 +1.67%
WOR Worthington Industries Inc 0.88% 56.82 +0.16%
SAIC Science Applications International Corp 0.86% 81.15 +0.56%
COHR Coherent Inc 0.85% 128.77 +1.43%
WPX WPX Energy Inc Class A 0.84% 15.21 +1.40%
MTX Minerals Technologies Inc 0.83% 77.10 -2.90%
DPZ Domino's Pizza Inc 0.82% 168.00 -0.41%
As of Dec. 1, 2016
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FNY One Page Reports

FNY Basic Info

Style
Equity Style Mid Cap/Growth
Broad Asset Class US Equity
Broad Category Equity
Category Name Mid-Cap Growth
Prospectus Objective Growth
Fund Owner Firm Name First Trust
Benchmark Index
NASDAQ AlphaDEX(R) Mid Cap Growth USD
100.0%

FNY Manager Info

Name Tenure
Chris Peterson 0.62 yrs
Daniel Lindquist 5.54 yrs
David McGarel 5.54 yrs
Jon Erickson 5.54 yrs
Roger Testin 5.54 yrs
Stan Ueland 5.54 yrs

FNY Net Fund Flows

1M -3.091M
3M 7.703M
6M 9.396M
YTD -20.64M
1Y -20.60M
3Y 55.80M
5Y 76.57M
10Y --
As of Nov. 30, 2016

FNY Risk Info

Beta 0.9957
Max Drawdown (All) 25.68%
Historical Sharpe (10Y) --
Historical Sortino (All) 0.6222
30-Day Rolling Volatility 14.58%
Daily Value at Risk (VaR) 1% (All) 3.13%
Monthly Value at Risk (VaR) 1% (All) 13.38%

FNY Fundamentals

Dividend Yield TTM (12-1-16) 0.35%
SEC Yield --
Weighted Average PE Ratio 25.90
Weighted Average Price to Sales Ratio 2.148
Weighted Average Price to Book Ratio 3.396
Weighted Median ROE 13.08%
Weighted Median ROA 3.44%
Forecasted Dividend Yield 1.33%
Forecasted PE Ratio 25.36
Forecasted Price to Sales Ratio 2.187
Forecasted Price to Book Ratio 3.067
Number of Holdings 226
As of Dec. 1, 2016

FNY Growth Estimates

Forecasted 5 Yr Earnings Growth 11.87%
Forecasted Book Value Growth -2.04%
Forecasted Cash Flow Growth -0.49%
Forecasted Earnings Growth 10.79%
Forecasted Revenue Growth 4.07%
As of Dec. 1, 2016

FNY Comparables

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FNY Attributes

Key Dates
Inception Date 4/19/2011
Last Annual Report Date 7/31/2016
Last Prospectus Date 4/8/2016
Attributes
Exchange Traded Share Yes
Exchange Traded Note No
Enhanced Index Fund No
Index Fund Yes
Inverse Fund No
Leveraged Fund No
Fund of Funds No
Currency Hedged Fund No
Synthetic Replication Fund No
Has Dividend Investment Plan No
General Availability
Available for Insurance Product No
Available for Retirement Plan No
Available for RRSP No

FNY Excel Add-In Codes

  • Name: =YCI("FNY","name")
  • Broad Asset Class: =YCI("FNY", "broad_asset_class")
  • Broad Category: =YCI("FNY", "broad_category_group")
  • Prospectus Objective: =YCI("FNY", "prospectus_objective")

To find the codes for any of our financial metrics, see our Complete Reference of Metric Codes.

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