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Key Stats

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Expense Ratio Discount or Premium to NAV Total Assets Under Management 30-Day Average Daily Volume
0.65% 0.05% 170.17M 5394.13
Dividend Yield Turnover Ratio 1 Year Fund Level Flows Max Drawdown (All)
0.57% 104.0% -40.59M Upgrade

Basic Info

Investment Strategy
The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of the Nasdaq AlphaDEX® Multi Cap Growth Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select growth stocks from the NASDAQ US 500 Large Cap Index TM, NASDAQ US 600 Mid Cap Index TM and NASDAQ US 700 Small Cap Index TM that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.
General
Security Type Exchange-Traded Fund
Equity Style Mid Cap/Growth
Fixed Income Style --
Broad Asset Class US Equity
Broad Category Equity
Category Name Mid-Cap Growth
Category Index Russell Mid Cap Growth TR USD
Global Category Name US Equity Mid Cap
YCharts Categorization US Mid Cap
YCharts Benchmark Russell Midcap Total Return (^RMCTR)
Prospectus Objective Growth
Fund Owner Firm Name First Trust
Prospectus Benchmark Index
NASDAQ AlphaDEX(R) Multi-C Growth TR USD 100.0%
Broad Asset Class Benchmark Index
^SPXTR 100.0%
Manager Tenure
Daniel Lindquist 15.66 yrs
David McGarel 15.66 yrs
Jon Erickson 15.66 yrs
Roger Testin 15.66 yrs
Stan Ueland 15.66 yrs
Chris Peterson 6.79 yrs
Erik Russo 2.00 yrs

Net Fund Flows Versus Category

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1M
3M
6M
YTD
1Y
3Y
5Y
10Y
 
80.00B
60.00B
40.00B
20.00B
0
-20.00B
1 Month
% Rank: --
-- Category Low
-- Category High
1 Year
% Rank: 41
-40.59M
-3.155B Category Low
1.454B Category High
3 Months
% Rank: --
-- Category Low
-- Category High
3 Years
% Rank: --
-- Category Low
-- Category High
6 Months
% Rank: --
-- Category Low
-- Category High
5 Years
% Rank: --
-- Category Low
-- Category High
YTD
% Rank: --
-- Category Low
-- Category High
10 Years
% Rank: --
-- Category Low
-- Category High
As of December 31, 2022

Performance Versus Category

 
20%
15%
10%
5%
0
View Category Returns. Upgrade now.
Name
1M
3M
YTD
1Y
3Y
5Y
10Y
15Y
Total Return (Price)
--
--
--
--
--
--
--
--
Total Return (NAV)
--
--
--
--
--
--
--
--
Category Rtn. (NAV)
--
--
--
--
--
--
--
--
% Rank in Cat (NAV)
--
--
--
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As of January 26, 2023. Returns for periods of 1 year and above are annualized.

Annual Total Returns Versus Peers

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Name
2016
2017
2018
2019
2020
2021
2022
YTD
5.93%
25.74%
-6.44%
26.66%
34.90%
21.17%
-24.06%
5.43%
11.96%
21.83%
-4.38%
31.49%
18.40%
28.71%
-18.11%
6.11%
3.72%
20.46%
-13.98%
17.09%
32.86%
13.74%
-21.70%
5.67%
-0.64%
37.15%
-17.24%
34.11%
107.9%
-10.31%
-57.26%
16.71%
--
19.00%
-6.03%
34.87%
45.63%
12.58%
-28.31%
9.40%
--
--
--
--
--
8.31%
-29.18%
8.99%
As of January 27, 2023.

Fundamentals

General
Distribution Yield Upgrade
Dividend Yield TTM (1-30-23) 0.57%
30-Day SEC Yield (12-30-22) Upgrade
7-Day SEC Yield --
Number of Holdings Upgrade
Stock
Weighted Average PE Ratio 14.00
Weighted Average Price to Sales Ratio Upgrade
Weighted Average Price to Book Ratio Upgrade
Weighted Median ROE Upgrade
Weighted Median ROA Upgrade
Forecasted Dividend Yield Upgrade
Forecasted PE Ratio Upgrade
Forecasted Price to Sales Ratio Upgrade
Forecasted Price to Book Ratio Upgrade
As of January 29, 2023

Growth Estimates

Forecasted 5 Yr Earnings Growth Upgrade
Forecasted Book Value Growth Upgrade
Forecasted Cash Flow Growth Upgrade
Forecasted Earnings Growth Upgrade
Forecasted Revenue Growth Upgrade
As of January 29, 2023

Asset Allocation

As of January 29, 2023.
Type % Net % Long % Short
Cash 0.05% Upgrade Upgrade
Stock 99.95% Upgrade Upgrade
Bond 0.00% Upgrade Upgrade
Convertible 0.00% Upgrade Upgrade
Preferred 0.00% Upgrade Upgrade
Other 0.00% Upgrade Upgrade

Top 10 Holdings

Name % Weight Price % Change
Nucor Corp 0.54% 168.08 0.73%
Booking Holdings Inc 0.52% 2443.59 -0.85%
Freeport-McMoRan Inc 0.50% 44.44 -0.85%
Valero Energy Corp 0.48% 140.30 -2.03%
Diamondback Energy Inc 0.47% 146.61 -2.88%
Hess Corp 0.47% 152.63 -2.32%
Ulta Beauty Inc 0.46% 509.12 0.68%
Darden Restaurants Inc 0.45% 148.55 0.12%
SLB 0.45% 56.63 -0.60%
Devon Energy Corp 0.45% 63.30 -3.02%

Basic Info

Investment Strategy
The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of the Nasdaq AlphaDEX® Multi Cap Growth Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select growth stocks from the NASDAQ US 500 Large Cap Index TM, NASDAQ US 600 Mid Cap Index TM and NASDAQ US 700 Small Cap Index TM that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.
General
Security Type Exchange-Traded Fund
Equity Style Mid Cap/Growth
Fixed Income Style --
Broad Asset Class US Equity
Broad Category Equity
Category Name Mid-Cap Growth
Category Index Russell Mid Cap Growth TR USD
Global Category Name US Equity Mid Cap
YCharts Categorization US Mid Cap
YCharts Benchmark Russell Midcap Total Return (^RMCTR)
Prospectus Objective Growth
Fund Owner Firm Name First Trust
Prospectus Benchmark Index
NASDAQ AlphaDEX(R) Multi-C Growth TR USD 100.0%
Broad Asset Class Benchmark Index
^SPXTR 100.0%
Manager Tenure
Daniel Lindquist 15.66 yrs
David McGarel 15.66 yrs
Jon Erickson 15.66 yrs
Roger Testin 15.66 yrs
Stan Ueland 15.66 yrs
Chris Peterson 6.79 yrs
Erik Russo 2.00 yrs

Fundamentals

General
Distribution Yield Upgrade
Dividend Yield TTM (1-30-23) 0.57%
30-Day SEC Yield (12-30-22) Upgrade
7-Day SEC Yield --
Number of Holdings Upgrade
Stock
Weighted Average PE Ratio 14.00
Weighted Average Price to Sales Ratio Upgrade
Weighted Average Price to Book Ratio Upgrade
Weighted Median ROE Upgrade
Weighted Median ROA Upgrade
Forecasted Dividend Yield Upgrade
Forecasted PE Ratio Upgrade
Forecasted Price to Sales Ratio Upgrade
Forecasted Price to Book Ratio Upgrade
As of January 29, 2023

Growth Estimates

Forecasted 5 Yr Earnings Growth Upgrade
Forecasted Book Value Growth Upgrade
Forecasted Cash Flow Growth Upgrade
Forecasted Earnings Growth Upgrade
Forecasted Revenue Growth Upgrade
As of January 29, 2023

Fund Details

Key Dates
Inception Date 5/8/2007
Last Annual Report Date 7/31/2021
Last Prospectus Date 12/1/2022
Attributes
Index Fund Yes
Inverse Fund No
Leveraged Fund No
Fund of Funds No
Currency Hedged Fund No
Synthetic Replication Fund No
Has Dividend Investment Plan No
Socially Responsible Fund No

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