Hennessy Small Cap Financial Instl (HISFX)

8.35 -0.12  -1.42% Jul 14 USD
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Key Stats

Net Asset Value 8.35
Turnover Ratio 46.00%
1 Year Fund Level Flows -34.64M

Performance & Returns

  Total Return Cat. Total Return (NAV) % Rank in Cat. (NAV)
1M -8.84% -1.92% 98
3M 0.48% 8.17% 98
6M -34.66% -23.87% 81
YTD -35.82% -23.71% 83
1Y -31.98% -18.77% 93
3Y -11.79% -3.21% 95
5Y -2.37% 1.88% 90
10Y 3.60% 7.19% 91
15Y 2.56% 2.56% --
20Y 7.83% 4.66% --
As of July 14, 2020. Returns for periods of 1 year and above are annualized.

Asset Allocation

Type % Net % Long % Short
Cash 4.97% 4.97% 0.00%
Stock 95.03% 95.03% 0.00%
Bond 0.00% 0.00% 0.00%
Convertible 0.00% 0.00% 0.00%
Preferred 0.00% 0.00% 0.00%
Other 0.00% 0.00% 0.00%
As of June 30, 2020

Region Exposure

Americas 100.0%
North America 95.85%
Latin America 4.15%
Greater Europe 0.00%
United Kingdom 0.00%
Europe Developed 0.00%
Europe Emerging 0.00%
Africa/Middle East 0.00%
Greater Asia 0.00%
Japan 0.00%
Australasia 0.00%
Asia Developed 0.00%
Asia Emerging 0.00%
Market Classification
% Developed Markets 100.0%
% Emerging Markets 0.00%
As of June 30, 2020. Region breakdown data is calculated by using the long position holdings of the portfolio.

Stock Sector Exposure

Basic Materials 0.00%
Communication Services 0.00%
Consumer Cyclical 0.00%
Consumer Defensive 0.00%
Energy 0.00%
Financial Services 100.0%
Healthcare 0.00%
Industrials 0.00%
Real Estate 0.00%
Technology 0.00%
Utilities 0.00%
As of June 30, 2020

Stock Market Capitalization

Giant 0.00%
Large 0.00%
Medium 5.31%
Small 60.82%
Micro 33.87%
As of June 30, 2020

Stock Style Exposure

Large Cap Value 0.00%
Large Cap Blend 0.00%
Large Cap Growth 0.00%
Mid Cap Value 1.16%
Mid Cap Blend 4.16%
Mid Cap Growth 0.00%
Small Cap Value 48.55%
Small Cap Blend 44.55%
Small Cap Growth 1.57%
As of June 30, 2020
View More Holdings

Top 10 Holdings

Symbol Name % Weight Price % Chg
HIFS Hingham Institution for Savings 4.79% 173.13 +0.16%
EBSB Meridian Bancorp Inc 4.69% 11.81 +7.46%
SNV Synovus Financial Corp 4.56% 19.92 +8.14%
WTFC Wintrust Financial Corp 4.50% 42.93 +6.84%
FMBI First Midwest Bancorp Inc 4.45% 13.20 +6.02%
PFSI PennyMac Financial Services Inc Class A 4.31% 42.25 +4.48%
INDB Independent Bank Corp 4.26% 66.71 +6.11%
TCBI Texas Capital Bancshares Inc 4.16% 29.12 +8.49%
BHLB Berkshire Hills Bancorp Inc 4.02% 10.67 +9.55%
LBAI Lakeland Bancorp Inc 3.99% 10.92 +5.61%
As of June 30, 2020
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Basic Info

Investment Strategy
The investment seeks capital appreciation. The fund invests at least 80% of its net assets, plus the amount of any borrowings for investment purposes, in securities of small-cap companies "principally engaged" in the business of providing financial services. The fund's manager considers a small-cap company to be one that has a market capitalization of less than $3 billion, measured at the time of purchase. It will not invest more than 5% of its total assets in the equity-related securities of any one company that derives more than 15% of its revenues from brokerage or investment management activities. The fund is non-diversified.
General
Security Type Mutual Fund
Oldest Share Symbol HSFNX
Equity Style Small Cap/Value
Fixed Income Style --
Broad Asset Class Sector Equity
Broad Category Equity
Category Name Financial
Prospectus Objective Specialty - Financial
Fund Owner Firm Name Hennessy
Benchmark Index
Russell 2000 TR USD 100.0%
Reports
One Page Report Download

Manager Info

Name Tenure
David Ellison 23.51 yrs
Ryan Kelley 7.26 yrs

Share Classes

Symbol Share Class
HSFNX Inv

Net Fund Flows

1M -610366.0
3M -2.048M
6M -15.35M
YTD -15.35M
1Y -34.64M
3Y -118.29M
5Y -116.24M
10Y -290.76M
As of June 30, 2020

Risk Info

Beta (5Y) 1.138
Historical Sharpe Ratio (10Y) 0.3091
Historical Sortino (All) 0.5139
Daily Value at Risk (VaR) 1% (All) 4.65%
Monthly Value at Risk (VaR) 1% (All) 16.52%

Fundamentals

Dividend Yield TTM (7-14-20) 2.30%
30-Day SEC Yield (6-30-20) 1.98%
7-Day SEC Yield --
Weighted Average PE Ratio 8.587
Weighted Average Price to Sales Ratio 1.722
Weighted Average Price to Book Ratio 0.7176
Weighted Median ROE 6.48%
Weighted Median ROA 0.87%
Forecasted Dividend Yield 4.99%
Forecasted PE Ratio 11.24
Forecasted Price to Sales Ratio 1.557
Forecasted Price to Book Ratio 0.6201
Number of Holdings 31
As of June 30, 2020

Growth Estimates

Forecasted 5 Yr Earnings Growth 7.60%
Forecasted Book Value Growth 9.38%
Forecasted Cash Flow Growth --
Forecasted Earnings Growth 14.89%
Forecasted Revenue Growth 5.32%
As of June 30, 2020

Comparables

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Attributes

Purchase Details
Open to New Investors Yes
Open to Existing Investors Yes
Minimum Initial Investment 250000.0 USD
Minimum Subsequent Investment 0.00 USD
Fees
Actual 12B-1 Fee --
Actual Management Fee 0.90%
Administration Fee --
Performance Fee --
Switching Fee --
Transaction Fee --
Maximum Front Load --
Maximum Deferred Load --
Maximum Redemption Fee --
Key Dates
Inception Date 5/30/2008
Termination Date
Last Annual Report Date 10/31/2019
Last Prospectus Date 2/28/2020
Attributes
Exchange Traded Share No
Exchange Traded Note No
Enhanced Index Fund No
Fixed Distribution Fund No
High-Net Worth Individual Fund No
Index Fund No
Inverse Fund No
Leveraged Fund No
Fund of Funds No
Currency Hedged Fund No
Synthetic Replication Fund No
Has Dividend Investment Plan No
Socially Responsible Fund No
General Availability
Available for Insurance Product No
Available for Retirement Plan No
Available for RRSP No
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