Hennessy Small Cap Financial Instl (HISFX)

13.16 +0.03  +0.23% Nov 19 USD
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Key Stats

Net Asset Value 13.16
Turnover Ratio 28.00%
1 Year Fund Level Flows -49.66M

Performance & Returns

  Total Return Cat. Total Return (NAV) % Rank in Cat. (NAV)
1M 4.44% 4.40% 61
3M 8.67% 9.35% 56
6M 4.94% 7.75% 91
YTD 16.25% 24.00% 93
1Y 6.41% 11.08% 86
3Y 2.60% 9.18% 95
5Y 8.76% 8.52% 56
10Y 9.39% 10.14% 69
15Y 5.76% 4.49% --
20Y 10.01% 6.12% --
As of Nov. 19, 2019. Returns for periods of 1 year and above are annualized.

Asset Allocation

Type % Net % Long % Short
Cash 8.68% 8.68% 0.00%
Stock 91.32% 91.32% 0.00%
Bond 0.00% 0.00% 0.00%
Convertible 0.00% 0.00% 0.00%
Preferred 0.00% 0.00% 0.00%
Other 0.00% 0.00% 0.00%
As of Sept. 30, 2019

Region Exposure

Americas 100.0%
North America 94.06%
Latin America 5.94%
Greater Europe 0.00%
United Kingdom 0.00%
Europe Developed 0.00%
Europe Emerging 0.00%
Africa/Middle East 0.00%
Greater Asia 0.00%
Japan 0.00%
Australasia 0.00%
Asia Developed 0.00%
Asia Emerging 0.00%
Market Classification
% Developed Markets 100.0%
% Emerging Markets 0.00%
As of Sept. 30, 2019. Region breakdown data is calculated by using the long position holdings of the portfolio.

Stock Sector Exposure

Basic Materials 0.00%
Communication Services 0.00%
Consumer Cyclical 0.00%
Consumer Defensive 0.00%
Energy 0.00%
Financial Services 96.38%
Healthcare 0.00%
Industrials 0.97%
Real Estate 1.27%
Technology 1.39%
Utilities 0.00%
As of Sept. 30, 2019

Stock Market Capitalization

Giant 0.00%
Large 0.00%
Medium 8.99%
Small 75.94%
Micro 15.06%
As of Sept. 30, 2019

Stock Style Exposure

Large Cap Value 0.00%
Large Cap Blend 0.00%
Large Cap Growth 0.00%
Mid Cap Value 0.89%
Mid Cap Blend 8.76%
Mid Cap Growth 0.00%
Small Cap Value 23.31%
Small Cap Blend 52.04%
Small Cap Growth 15.00%
As of Sept. 30, 2019
View More Holdings

Top 10 Holdings

Symbol Name % Weight Price % Chg
EBSB Meridian Bancorp Inc 5.79% 19.86 -0.90%
FBP First BanCorp 5.42% 10.44 +0.19%
CNOB ConnectOne Bancorp Inc 5.22% 25.10 +0.40%
INDB Independent Bank Corp 5.16% 85.05 +0.70%
BHLB Berkshire Hills Bancorp Inc 4.99% 31.93 +0.60%
HIFS Hingham Institution for Savings 4.79% 191.75 +0.42%
OPB Opus Bank 4.71% 25.97 +0.66%
BANC Banc of California Inc 4.49% 14.91 +1.71%
FSB Franklin Financial Network Inc 4.45% 33.50 +0.39%
BRKL Brookline Bancorp Inc 4.07% 16.06 +0.47%
As of Sept. 30, 2019
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Basic Info

Investment Strategy
The investment seeks capital appreciation. The fund invests at least 80% of its net assets, plus the amount of any borrowings for investment purposes, in securities of small-cap companies "principally engaged" in the business of providing financial services. The fund's manager considers a small-cap company to be one that has a market capitalization of less than $3 billion, measured at the time of purchase. It will not invest more than 5% of its total assets in the equity-related securities of any one company that derives more than 15% of its revenues from brokerage or investment management activities. The fund is non-diversified.
General
Security Type Mutual Fund
Oldest Share Symbol HSFNX
Equity Style Small Cap/Blend
Fixed Income Style --
Broad Asset Class Sector Equity
Broad Category Equity
Category Name Financial
Prospectus Objective Specialty - Financial
Fund Owner Firm Name Hennessy
Benchmark Index
Russell 2000 TR USD 100.0%
Reports
One Page Report Download

Manager Info

Name Tenure
David Ellison 22.17 yrs
Ryan Kelley 5.92 yrs

Share Classes

Symbol Share Class
HSFNX Inv

Net Fund Flows

1M -3.009M
3M -10.62M
6M -28.53M
YTD -42.43M
1Y -49.66M
3Y -54.01M
5Y -149.33M
10Y -199.29M
As of Oct. 31, 2019

Risk Info

Beta (5Y) 0.8841
Historical Sharpe Ratio (10Y) 0.6148
Historical Sortino (All) 0.8178
Daily Value at Risk (VaR) 1% (All) 3.86%
Monthly Value at Risk (VaR) 1% (All) 12.33%

Fundamentals

Dividend Yield TTM (11-19-19) 1.37%
30-Day SEC Yield (10-31-19) 0.60%
7-Day SEC Yield --
Weighted Average PE Ratio 14.42
Weighted Average Price to Sales Ratio 3.242
Weighted Average Price to Book Ratio 1.169
Weighted Median ROE 8.20%
Weighted Median ROA 0.88%
Forecasted Dividend Yield 2.02%
Forecasted PE Ratio 13.63
Forecasted Price to Sales Ratio 3.086
Forecasted Price to Book Ratio 1.126
Number of Holdings 35
As of Sept. 30, 2019

Growth Estimates

Forecasted 5 Yr Earnings Growth 9.80%
Forecasted Book Value Growth 8.20%
Forecasted Cash Flow Growth 271.1%
Forecasted Earnings Growth 19.33%
Forecasted Revenue Growth 1.88%
As of Sept. 30, 2019

Comparables

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Attributes

Purchase Details
Open to New Investors Yes
Open to Existing Investors Yes
Minimum Initial Investment 250000.0 USD
Minimum Subsequent Investment 0.00 USD
Fees
Actual 12B-1 Fee --
Actual Management Fee 0.90%
Administration Fee --
Performance Fee --
Switching Fee --
Transaction Fee --
Maximum Front Load --
Maximum Deferred Load --
Maximum Redemption Fee --
Key Dates
Inception Date 5/30/2008
Termination Date
Last Annual Report Date 10/31/2018
Last Prospectus Date 2/28/2019
Attributes
Exchange Traded Share No
Exchange Traded Note No
Enhanced Index Fund No
Fixed Distribution Fund No
High-Net Worth Individual Fund No
Index Fund No
Inverse Fund No
Leveraged Fund No
Fund of Funds No
Currency Hedged Fund No
Synthetic Replication Fund No
Has Dividend Investment Plan No
Socially Responsible Fund No
General Availability
Available for Insurance Product No
Available for Retirement Plan No
Available for RRSP No
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