13D Activist C (DDDCX)

19.63 +0.32  +1.66% Jul 14 USD
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Key Stats

Net Asset Value 19.63
Turnover Ratio 108.0%
1 Year Fund Level Flows -146.90M

Performance & Returns

  Total Return Cat. Total Return (NAV) % Rank in Cat. (NAV)
1M 5.42% 2.00% 4
3M 23.07% 13.02% 3
6M -8.74% -12.67% 17
YTD -8.57% -11.96% 25
1Y -2.07% -6.79% 17
3Y 2.51% 2.27% 47
5Y 4.10% 3.73% 50
10Y -- 9.49% --
15Y -- 6.58% --
20Y -- 6.69% --
As of July 14, 2020. Returns for periods of 1 year and above are annualized.

Asset Allocation

Type % Net % Long % Short
Cash 1.09% 1.09% 0.00%
Stock 98.91% 98.91% 0.00%
Bond 0.00% 0.00% 0.00%
Convertible 0.00% 0.00% 0.00%
Preferred 0.00% 0.00% 0.00%
Other 0.00% 0.00% 0.00%
As of March 31, 2020

Region Exposure

Americas 81.25%
North America 81.25%
Latin America 0.00%
Greater Europe 13.30%
United Kingdom 0.00%
Europe Developed 13.30%
Europe Emerging 0.00%
Africa/Middle East 0.00%
Greater Asia 5.45%
Japan 0.00%
Australasia 0.00%
Asia Developed 5.45%
Asia Emerging 0.00%
Market Classification
% Developed Markets 100.0%
% Emerging Markets 4.14%
As of March 31, 2020. Region breakdown data is calculated by using the long position holdings of the portfolio.

Stock Sector Exposure

Basic Materials 6.89%
Communication Services 0.00%
Consumer Cyclical 22.39%
Consumer Defensive 7.32%
Energy 4.59%
Financial Services 8.00%
Healthcare 11.33%
Industrials 12.30%
Real Estate 3.78%
Technology 23.41%
Utilities 0.00%
As of March 31, 2020

Stock Market Capitalization

Giant 0.00%
Large 17.16%
Medium 22.33%
Small 60.51%
Micro 0.00%
As of March 31, 2020

Stock Style Exposure

Large Cap Value 5.48%
Large Cap Blend 12.08%
Large Cap Growth 0.00%
Mid Cap Value 7.73%
Mid Cap Blend 13.08%
Mid Cap Growth 0.00%
Small Cap Value 17.67%
Small Cap Blend 20.72%
Small Cap Growth 23.25%
As of March 31, 2020
View More Holdings

Top 10 Holdings

Symbol Name % Weight Price % Chg
ERIC Telefonaktiebolaget L M Ericsson ADR Class B 5.87% 9.83 +2.50%
BOX Box Inc A 5.71% 18.82 -1.83%
STX Seagate Technology PLC 5.39% 47.38 +0.11%
NLOK NortonLifeLock Inc 5.37% 20.17 +0.07%
PZZA Papa John's International Inc 5.11% 91.60 +0.68%
ABB ABB Ltd ADR 5.11% 24.83 +2.69%
TRN Trinity Industries Inc 4.89% 21.22 +2.22%
GDOT Green Dot Corp Class A 4.86% 49.75 +2.68%
MED Medifast Inc 4.85% 153.79 +1.52%
LNG Cheniere Energy Inc 4.38% 50.00 +1.24%
As of March 31, 2020
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Basic Info

Investment Strategy
The investment seeks capital appreciation. The fund invests primarily in common stocks of U.S. companies of any market capitalization that are the target of shareholder activism. The adviser defines an activist situation as one where an investor holds more than 5% of a company's shares and either (A) has a history of activist investing and/or (B) has a publicly disclosed catalyst for change such as seeking Board seats, improving operations and/or corporate governance practices, approving a merger, spinning-off an operating division or selling a significant amount of company assets. It is non-diversified.
General
Security Type Mutual Fund
Oldest Share Symbol DDDIX
Equity Style Mid Cap/Blend
Fixed Income Style --
Broad Asset Class US Equity
Broad Category Equity
Category Name Mid-Cap Blend
Prospectus Objective Growth
Fund Owner Firm Name 13D Activist Fund
Benchmark Index
Russell 2500 TR USD 100.0%
Reports
One Page Report Download

Manager Info

Name Tenure
Ken Squire 8.51 yrs

Share Classes

Symbol Share Class
DDDAX A
DDDIX Inst

Net Fund Flows

1M -5.752M
3M -29.45M
6M -116.64M
YTD -116.64M
1Y -146.90M
3Y -120.73M
5Y -291.50M
10Y --
As of June 30, 2020

Risk Info

Beta (5Y) 1.232
Historical Sharpe Ratio (10Y) --
Historical Sortino (All) 0.5801
Daily Value at Risk (VaR) 1% (All) 3.43%
Monthly Value at Risk (VaR) 1% (All) 20.38%

Fundamentals

Dividend Yield TTM (7-14-20) 0.00%
30-Day SEC Yield --
7-Day SEC Yield --
Weighted Average PE Ratio 15.08
Weighted Average Price to Sales Ratio 0.7174
Weighted Average Price to Book Ratio 1.514
Weighted Median ROE 17.62%
Weighted Median ROA 4.20%
Forecasted Dividend Yield 2.21%
Forecasted PE Ratio 12.93
Forecasted Price to Sales Ratio 0.6760
Forecasted Price to Book Ratio 1.538
Number of Holdings 29
As of March 31, 2020

Growth Estimates

Forecasted 5 Yr Earnings Growth 10.80%
Forecasted Book Value Growth -5.49%
Forecasted Cash Flow Growth -0.47%
Forecasted Earnings Growth -6.47%
Forecasted Revenue Growth 4.14%
As of March 31, 2020

Comparables

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Attributes

Purchase Details
Open to New Investors Yes
Open to Existing Investors Yes
Minimum Initial Investment 2500.00 USD
Minimum Subsequent Investment 500.00 USD
Fees
Actual 12B-1 Fee 1.00%
Actual Management Fee 1.50%
Administration Fee --
Performance Fee --
Switching Fee --
Transaction Fee --
Maximum Front Load --
Maximum Deferred Load 1.00%
Maximum Redemption Fee --
Key Dates
Inception Date 12/11/2012
Termination Date
Last Annual Report Date 9/30/2019
Last Prospectus Date 1/28/2020
Attributes
Exchange Traded Share No
Exchange Traded Note No
Enhanced Index Fund No
Fixed Distribution Fund No
High-Net Worth Individual Fund No
Index Fund No
Inverse Fund No
Leveraged Fund No
Fund of Funds No
Currency Hedged Fund No
Synthetic Replication Fund No
Has Dividend Investment Plan No
Socially Responsible Fund Yes
General Availability
Available for Insurance Product No
Available for Retirement Plan No
Available for RRSP No
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