13D Activist C (DDDCX)

21.44 -0.06  -0.28% Nov 21 USD
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Key Stats

Net Asset Value 21.44
Turnover Ratio 83.00%
1 Year Fund Level Flows -50.72M

Performance & Returns

  Total Return Cat. Total Return (NAV) % Rank in Cat. (NAV)
1M 4.43% 3.73% 5
3M 11.55% 7.25% 3
6M 7.20% 6.81% 21
YTD 21.27% 22.35% 57
1Y 11.61% 10.55% 55
3Y 8.76% 8.96% 45
5Y 6.12% 6.66% 61
10Y -- 11.04% --
15Y -- 7.79% --
20Y -- 7.96% --
As of Nov. 21, 2019. Returns for periods of 1 year and above are annualized.

Asset Allocation

Type % Net % Long % Short
Cash 4.71% 4.93% 0.22%
Stock 95.29% 95.29% 0.00%
Bond 0.00% 0.00% 0.00%
Convertible 0.00% 0.00% 0.00%
Preferred 0.00% 0.00% 0.00%
Other 0.00% 0.00% 0.00%
As of June 30, 2019

Region Exposure

Americas 83.51%
North America 83.51%
Latin America 0.00%
Greater Europe 12.38%
United Kingdom 0.00%
Europe Developed 12.38%
Europe Emerging 0.00%
Africa/Middle East 0.00%
Greater Asia 4.10%
Japan 0.00%
Australasia 0.00%
Asia Developed 4.10%
Asia Emerging 0.00%
Market Classification
% Developed Markets 100.00%
% Emerging Markets 4.14%
As of June 30, 2019. Region breakdown data is calculated by using the long position holdings of the portfolio.

Stock Sector Exposure

Basic Materials 4.25%
Communication Services 0.00%
Consumer Cyclical 20.89%
Consumer Defensive 6.63%
Energy 6.09%
Financial Services 6.84%
Healthcare 9.94%
Industrials 20.98%
Real Estate 0.00%
Technology 24.38%
Utilities 0.00%
As of June 30, 2019

Stock Market Capitalization

Giant 0.00%
Large 20.48%
Medium 40.46%
Small 39.07%
Micro 0.00%
As of June 30, 2019

Stock Style Exposure

Large Cap Value 4.25%
Large Cap Blend 4.21%
Large Cap Growth 12.54%
Mid Cap Value 24.84%
Mid Cap Blend 8.35%
Mid Cap Growth 6.24%
Small Cap Value 3.87%
Small Cap Blend 28.44%
Small Cap Growth 7.25%
As of June 30, 2019
View More Holdings

Top 10 Holdings

Symbol Name % Weight Price % Chg
NLOK Symantec Corp 6.23% 24.44 -0.51%
CMG Chipotle Mexican Grill Inc Class A 6.14% 777.00 +0.46%
LNG Cheniere Energy Inc 5.80% 61.60 +0.70%
ERIC Telefonaktiebolaget L M Ericsson ADR Class B 5.51% 9.00 +0.11%
PZZA Papa John's International Inc 5.27% 61.76 +0.42%
ARNC Arconic Inc 4.50% 30.59 -0.07%
NLSN Nielsen Holdings PLC 4.29% 19.75 +0.61%
GCP GCP Applied Technologies Inc 4.05% 21.84 +1.77%
SLM SLM Corp 4.02% 8.72 +2.47%
ABB ABB Ltd ADR 3.95% 21.82 +0.60%
As of June 30, 2019
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Basic Info

Investment Strategy
The investment seeks capital appreciation. The fund invests primarily in common stocks of U.S. companies of any market capitalization that are the target of shareholder activism. The adviser defines an activist situation as one where an investor holds more than 5% of a company's shares and either (A) has a history of activist investing and/or (B) has a publicly disclosed catalyst for change such as seeking Board seats, improving operations and/or corporate governance practices, approving a merger, spinning-off an operating division or selling a significant amount of company assets. It is non-diversified.
General
Security Type Mutual Fund
Oldest Share Symbol DDDIX
Equity Style Mid Cap/Blend
Fixed Income Style --
Broad Asset Class US Equity
Broad Category Equity
Category Name Mid-Cap Blend
Prospectus Objective Growth
Fund Owner Firm Name 13D Activist Fund
Benchmark Index
S&P 500 TR USD 100.0%
Reports
One Page Report Download

Manager Info

Name Tenure
Ken Squire 7.34 yrs

Share Classes

Symbol Share Class
DDDAX A
DDDIX Inst

Net Fund Flows

1M -3.301M
3M -17.77M
6M -30.49M
YTD -37.59M
1Y -50.72M
3Y 2.968M
5Y -105.70M
10Y --
As of Oct. 31, 2019

Risk Info

Beta (5Y) 1.101
Historical Sharpe Ratio (10Y) --
Historical Sortino (All) 1.068
Daily Value at Risk (VaR) 1% (All) 2.60%
Monthly Value at Risk (VaR) 1% (All) 10.23%

Fundamentals

Dividend Yield TTM (11-21-19) 0.00%
30-Day SEC Yield --
7-Day SEC Yield --
Weighted Average PE Ratio 21.59
Weighted Average Price to Sales Ratio 1.249
Weighted Average Price to Book Ratio 2.277
Weighted Median ROE 10.88%
Weighted Median ROA 1.47%
Forecasted Dividend Yield 1.55%
Forecasted PE Ratio 15.64
Forecasted Price to Sales Ratio 1.112
Forecasted Price to Book Ratio 1.890
Number of Holdings 29
As of June 30, 2019

Growth Estimates

Forecasted 5 Yr Earnings Growth 13.43%
Forecasted Book Value Growth 0.53%
Forecasted Cash Flow Growth -4.76%
Forecasted Earnings Growth 0.60%
Forecasted Revenue Growth 4.42%
As of June 30, 2019

Comparables

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Attributes

Purchase Details
Open to New Investors Yes
Open to Existing Investors Yes
Minimum Initial Investment 2500.00 USD
Minimum Subsequent Investment 500.00 USD
Fees
Actual 12B-1 Fee 1.00%
Actual Management Fee 1.50%
Administration Fee --
Performance Fee --
Switching Fee --
Transaction Fee --
Maximum Front Load --
Maximum Deferred Load 1.00%
Maximum Redemption Fee --
Key Dates
Inception Date 12/11/2012
Termination Date
Last Annual Report Date 9/30/2018
Last Prospectus Date 1/28/2019
Attributes
Exchange Traded Share No
Exchange Traded Note No
Enhanced Index Fund No
Fixed Distribution Fund No
High-Net Worth Individual Fund No
Index Fund No
Inverse Fund No
Leveraged Fund No
Fund of Funds No
Currency Hedged Fund No
Synthetic Replication Fund No
Has Dividend Investment Plan No
Socially Responsible Fund Yes
General Availability
Available for Insurance Product No
Available for Retirement Plan No
Available for RRSP No
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