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Key Stats

Net Expense Ratio Discount or Premium to NAV Total Assets Under Management 30-Day Average Daily Volume
0.55% -0.01% 1.464M 229.47
Weighted Average Dividend Yield Turnover Ratio (Generic) 1 Year Fund Level Flows Max Drawdown (Since Inception)
0.50% -- 604011.0 Upgrade

Basic Info

Investment Strategy
The Fund seeks risk-adjusted returns, upside participation, downside protection, low standard deviation and long-term capital appreciation. The Fund invests in U.S.-listed equity securities of small-capitalization companies. The Fund will invest at least 80% of its net assets in U.S.-listed small-capitalization companies.
General
Security Type Exchange-Traded Fund
Broad Asset Class US Equity
Broad Category Equity
Global Peer Group Equity US Sm&Mid Cap
Peer Group Small-Cap Growth Funds
Global Macro Equity North America
US Macro Small-Cap Funds
YCharts Categorization --
YCharts Benchmark --
Prospectus Objective Small-Cap Funds
Fund Owner Firm Name Advisors Asset Management
Broad Asset Class Benchmark Index
^SPXTR 100.0%

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Performance Versus Peer Group

 
20%
15%
10%
5%
0
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Name
1M
3M
YTD
1Y
3Y
5Y
10Y
15Y
Total Return (Price)
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Total Return (NAV)
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Peer Group Rtn. (NAV)
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% Rank in Peer Group (NAV)
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Annual Total Returns Versus Peers

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Name
2018
2019
2020
2021
2022
2023
2024
YTD
-4.38%
31.49%
18.40%
28.71%
-18.11%
26.29%
25.02%
17.72%
-9.42%
28.48%
34.68%
2.54%
-26.27%
18.52%
15.04%
15.67%
-8.69%
14.25%
17.77%
21.01%
-29.00%
19.14%
9.83%
11.08%
-9.44%
28.76%
34.70%
2.85%
-26.49%
18.90%
15.15%
15.76%
As of December 10, 2025.

Asset Allocation

As of November 30, 2025.
Type % Net
Cash 0.53%
Stock 99.15%
Bond 0.33%
Convertible 0.00%
Preferred 0.00%
Other -0.01%
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Basic Info

Investment Strategy
The Fund seeks risk-adjusted returns, upside participation, downside protection, low standard deviation and long-term capital appreciation. The Fund invests in U.S.-listed equity securities of small-capitalization companies. The Fund will invest at least 80% of its net assets in U.S.-listed small-capitalization companies.
General
Security Type Exchange-Traded Fund
Broad Asset Class US Equity
Broad Category Equity
Global Peer Group Equity US Sm&Mid Cap
Peer Group Small-Cap Growth Funds
Global Macro Equity North America
US Macro Small-Cap Funds
YCharts Categorization --
YCharts Benchmark --
Prospectus Objective Small-Cap Funds
Fund Owner Firm Name Advisors Asset Management
Broad Asset Class Benchmark Index
^SPXTR 100.0%

View Basic Info
Start Trial

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