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Key Stats

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Expense Ratio Discount or Premium to NAV Total Assets Under Management 30-Day Average Daily Volume
0.70% -0.08% 268.99M 63259.00
Dividend Yield Turnover Ratio 1 Year Fund Level Flows Max Drawdown (All)
0.95% 120.0% 172.65M Upgrade

Basic Info

Investment Strategy
The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the "base index") that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.
General
Security Type Exchange-Traded Fund
Equity Style Small Cap/Value
Fixed Income Style --
Broad Asset Class US Equity
Broad Category Equity
Category Name Small Value
Category Index Russell 2000 Value TR USD
Prospectus Objective Small Company
Fund Owner Firm Name First Trust
Prospectus Benchmark Index
NASDAQ AlphaDEX(R) SC Value TR USD 100.0%
Broad Asset Class Benchmark Index
^SPXTR 100.0%
Manager Tenure
Daniel Lindquist 10.21 yrs
David McGarel 10.21 yrs
Jon Erickson 10.21 yrs
Roger Testin 10.21 yrs
Stan Ueland 10.21 yrs
Chris Peterson 5.29 yrs

Net Fund Flows Versus Category

View Net Fund Flows. Upgrade now.
1M
3M
6M
YTD
1Y
3Y
5Y
10Y
 
80.00B
60.00B
40.00B
20.00B
0
-20.00B
1 Month
% Rank: --
-- Category Low
-- Category High
1 Year
% Rank: 18
172.65M
-2.936B Category Low
4.317B Category High
3 Months
% Rank: --
-- Category Low
-- Category High
3 Years
% Rank: --
-- Category Low
-- Category High
6 Months
% Rank: --
-- Category Low
-- Category High
5 Years
% Rank: --
-- Category Low
-- Category High
YTD
% Rank: --
-- Category Low
-- Category High
10 Years
% Rank: --
-- Category Low
-- Category High
As of July 31, 2021

Performance Versus Category

 
20%
15%
10%
5%
0
View Category Returns. Upgrade now.
Name
1M
3M
YTD
1Y
3Y
5Y
10Y
15Y
Total Return (Price)
--
--
--
--
--
--
--
--
Total Return (NAV)
--
--
--
--
--
--
--
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Category Rtn. (NAV)
--
--
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% Rank in Cat (NAV)
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As of August 02, 2021. Returns for periods of 1 year and above are annualized.

Annual Total Returns Versus Peers

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Name
2014
2015
2016
2017
2018
2019
2020
YTD
4.13%
-17.11%
30.18%
7.13%
-14.73%
25.79%
9.81%
20.46%
13.69%
1.38%
11.96%
21.83%
-4.38%
31.49%
18.40%
17.77%
9.89%
-8.80%
27.85%
8.60%
-17.37%
19.52%
0.83%
21.42%
2.72%
-12.77%
33.95%
1.24%
-19.65%
22.29%
-3.86%
35.71%
--
--
30.12%
11.32%
-7.12%
21.11%
11.37%
18.66%
--
--
--
--
-10.06%
18.18%
16.57%
37.90%
As of August 02, 2021.

Fundamentals

General
Distribution Yield Upgrade
Dividend Yield TTM (8-3-21) 0.95%
30-Day SEC Yield (6-30-21) Upgrade
7-Day SEC Yield --
Number of Holdings Upgrade
Stock
Weighted Average PE Ratio 10.85
Weighted Average Price to Sales Ratio Upgrade
Weighted Average Price to Book Ratio Upgrade
Weighted Median ROE Upgrade
Weighted Median ROA Upgrade
Forecasted Dividend Yield Upgrade
Forecasted PE Ratio Upgrade
Forecasted Price to Sales Ratio Upgrade
Forecasted Price to Book Ratio Upgrade
As of July 29, 2021

Growth Estimates

Forecasted 5 Yr Earnings Growth Upgrade
Forecasted Book Value Growth Upgrade
Forecasted Cash Flow Growth Upgrade
Forecasted Earnings Growth Upgrade
Forecasted Revenue Growth Upgrade
As of July 29, 2021

Asset Allocation

As of July 29, 2021.
Type % Net % Long % Short
Cash 0.16% Upgrade Upgrade
Stock 99.84% Upgrade Upgrade
Bond 0.00% Upgrade Upgrade
Convertible 0.00% Upgrade Upgrade
Preferred 0.00% Upgrade Upgrade
Other 0.00% Upgrade Upgrade

Top 10 Holdings

Name % Weight Price % Change
Meritage Homes Corp 0.73% 111.10 1.77%
Tri Pointe Homes Inc 0.72% 24.56 2.59%
Mr. Cooper Group Inc 0.72% 38.47 3.92%
M/I Homes Inc 0.71% 64.39 -0.20%
Group 1 Automotive Inc 0.71% 169.00 -1.41%
American National Group Inc 0.70% 164.06 -0.07%
Commercial Metals Co 0.69% 32.51 2.49%
Southwest Gas Holdings Inc 0.69% 72.97 2.72%
Worthington Industries Inc 0.68% 62.40 1.41%
Innoviva Inc 0.68% 15.19 3.97%

Basic Info

Investment Strategy
The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the "base index") that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.
General
Security Type Exchange-Traded Fund
Equity Style Small Cap/Value
Fixed Income Style --
Broad Asset Class US Equity
Broad Category Equity
Category Name Small Value
Category Index Russell 2000 Value TR USD
Prospectus Objective Small Company
Fund Owner Firm Name First Trust
Prospectus Benchmark Index
NASDAQ AlphaDEX(R) SC Value TR USD 100.0%
Broad Asset Class Benchmark Index
^SPXTR 100.0%
Manager Tenure
Daniel Lindquist 10.21 yrs
David McGarel 10.21 yrs
Jon Erickson 10.21 yrs
Roger Testin 10.21 yrs
Stan Ueland 10.21 yrs
Chris Peterson 5.29 yrs

Fundamentals

General
Distribution Yield Upgrade
Dividend Yield TTM (8-3-21) 0.95%
30-Day SEC Yield (6-30-21) Upgrade
7-Day SEC Yield --
Number of Holdings Upgrade
Stock
Weighted Average PE Ratio 10.85
Weighted Average Price to Sales Ratio Upgrade
Weighted Average Price to Book Ratio Upgrade
Weighted Median ROE Upgrade
Weighted Median ROA Upgrade
Forecasted Dividend Yield Upgrade
Forecasted PE Ratio Upgrade
Forecasted Price to Sales Ratio Upgrade
Forecasted Price to Book Ratio Upgrade
As of July 29, 2021

Growth Estimates

Forecasted 5 Yr Earnings Growth Upgrade
Forecasted Book Value Growth Upgrade
Forecasted Cash Flow Growth Upgrade
Forecasted Earnings Growth Upgrade
Forecasted Revenue Growth Upgrade
As of July 29, 2021

Fund Details

Key Dates
Inception Date 4/19/2011
Last Annual Report Date 7/31/2020
Last Prospectus Date 12/1/2020
Attributes
Enhanced Index Fund No
Index Fund Yes
Inverse Fund No
Leveraged Fund No
Fund of Funds No
Currency Hedged Fund No
Synthetic Replication Fund No
Has Dividend Investment Plan No
Socially Responsible Fund No