OTC Markets Group Announces Lists of Compliance Downgrades and Caveat Emptor Designations for the Month of December
NEW YORK, Jan. 3, 2020 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for 10,000 U.S. and global securities, today announced the lists of downgrades from its respective OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of December 2019.
Downgrades from OTCQX and OTCQB – December 2019
Company | Ticker Symbol | Original Market | Current Market | Reason | Downgrade Date |
Hemostemix Inc | HMTXF | OTCQB | Grey Market | FINRA Trading Halt | 12/02/2019 |
Macarthur Minerals Ltd. | MMSDD | OTCQB | Grey Market | FINRA Trading Halt | 12/02/2019 |
Abacus Health Products Inc | ABAHF | OTCQX International | OTCQB | Not Penny Stock Exempt | 12/03/2019 |
US-China Biomedical Technology, Inc. | UCBB | OTCQB | Pink No Information | Filing Delinquency | 12/04/2019 |
Ellex Medical Lasers Ltd. | ELXMY | OTCQX International | Grey Market | FINRA Trading Halt | 12/06/2019 |
Barrian Mining Corp. | BARRF | OTCQB | Grey Market | FINRA Trading Halt | 12/06/2019 |
All For One Media Corp. | AFOM | OTCQB | Pink Current | Bid Price Deficiency | 12/10/2019 |
West Coast Ventures Group Corp. | WCVC | OTCQB | Pink Current | Bid Price Deficiency | 12/17/2019 |
Australis Capital Inc. | AUSAF | OTCQX International | Grey Market | FINRA Trading Halt | 12/18/2019 |
Reign Sapphire Corp | RGNP | OTCQB | Pink Current | Bid Price Deficiency | 12/18/2019 |
Canada Jetlines Ltd. | JETMF | OTCQB | Grey Market | FINRA Trading Halt | 12/19/2019 |
VentriPoint Diagnostics Ltd. | VPTDF | OTCQB | Grey Market | FINRA Trading Halt | 12/19/2019 |
Fortress Global Enterprises Inc. | FTPLF | OTCQX International | Grey Market | FINRA Trading Halt | 12/23/2019 |
GSRX Industries Inc. | GSRX | OTCQB | Pink Current | Non-Compliance with OTCQB Standards | 12/23/2019 |
Maxcom Telecomunicaciones,S.A.B. de C.V. | MXMTY | OTCQX International | OTCQB | Bid Price Deficiency | 12/26/2019 |
Nemaska Lithium, Inc. | NMKEF | OTCQX International | Grey Market | FINRA Trading Halt | 12/31/2019 |
Indoor Harvest Corp. | INQD | OTCQB | Pink Current | Bid Price Deficiency | 12/31/2019 |
Caveat Emptor – December 2019
Company | Ticker Symbol | Caveat Emptor Status | Current Market | Change Date | |
Firebrand Financial Group, Inc. | FFGI | Removed | Grey Market | 12/05/2019 | |
Newleaf Brands Inc. | NLBIF | Added | Pink Current - Caveat Emptor | 12/17/2019 | |
About OTC Markets Group Issuer Compliance
OTC Markets Group's Washington D.C.-based Issuer Compliance team is responsible for evaluating company compliance with OTCQX and OTCQB qualifications, monitoring stock promotion and other potential public interest concerns, and working to allow issuers to provide adequate current information to the market. Through data driven disclosure processes and market activity analysis, the Issuer Compliance team promotes transparency among the 10,000 U.S. and global securities that trade on the OTCQX® Best Market, the OTCQB® Venture Market, and the Pink® Open Market.
Issuer Compliance is actively engaged in continuous information sharing with FINRA, the SEC, other regulators, and the exchanges.
About OTC Markets Group Inc.
OTC Markets Group Inc. (OTCQX: OTCM) operates the OTCQX® Best Market, the OTCQB® Venture Market and the Pink® Open Market for 10,000 U.S. and global securities. Through OTC Link® ATS and OTC Link ECN, we connect a diverse network of broker-dealers that provide liquidity and execution services. We enable investors to easily trade through the broker of their choice and empower companies to improve the quality of information available for investors.
To learn more about how we create better informed and more efficient markets, visit www.otcmarkets.com.
OTC Link ATS and OTC Link ECN are SEC regulated ATSs, operated by OTC Link LLC, member FINRA/SIPC.
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Media Contact:
OTC Markets Group Inc., +1 (212) 896-4428, media@otcmarkets.com
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SOURCE OTC Markets Group Inc.
