Tocqueville Phoenix Fund (TOPHX)
15.34
-0.39 -2.48%
Jul 9
USD
Key Stats
| Expense Ratio | 1.26% |
| Total Assets Under Management | 122.00M |
| Share Class Assets Under Management | 122.00M |
| Net Asset Value | 15.34 |
| Turnover Ratio | 40.00% |
| 1 Year Fund Level Flows | -57.73M |
Performance & Returns
| Total Return | Cat. Total Return (NAV) | % Rank in Cat. (NAV) | |
|---|---|---|---|
| 1M | -11.94% | -13.24% | 26 |
| 3M | 6.97% | 6.05% | 30 |
| 6M | -25.75% | -25.99% | 33 |
| YTD | -27.26% | -26.79% | 44 |
| 1Y | -20.61% | -21.02% | 34 |
| 3Y | -8.22% | -6.72% | 72 |
| 5Y | -3.43% | -0.95% | 89 |
| 10Y | 3.38% | 6.15% | 95 |
| 15Y | 4.00% | 4.28% | 63 |
| 20Y | 7.44% | 7.22% | 53 |
Asset Allocation
| Type | % Net | % Long | % Short |
|---|---|---|---|
| Cash | 14.44% | 14.44% | 0.00% |
| Stock | 85.56% | 85.56% | 0.00% |
| Bond | 0.00% | 0.00% | 0.00% |
| Convertible | 0.00% | 0.00% | 0.00% |
| Preferred | 0.00% | 0.00% | 0.00% |
| Other | 0.00% | 0.00% | 0.00% |
Region Exposure
| Americas | 92.51% |
| North America | 92.51% |
| Latin America | 0.00% |
| Greater Europe | 2.81% |
| United Kingdom | 0.00% |
| Europe Developed | 2.81% |
| Europe Emerging | 0.00% |
| Africa/Middle East | 0.00% |
| Greater Asia | 4.68% |
| Japan | 0.00% |
| Australasia | 0.00% |
| Asia Developed | 4.68% |
| Asia Emerging | 0.00% |
| Market Classification | |
| % Developed Markets | 100.0% |
| % Emerging Markets | 4.27% |
Stock Sector Exposure
| Basic Materials | 13.91% |
| Communication Services | 4.13% |
| Consumer Cyclical | 16.65% |
| Consumer Defensive | 4.00% |
| Energy | 1.11% |
| Financial Services | 1.10% |
| Healthcare | 1.98% |
| Industrials | 26.85% |
| Real Estate | 0.00% |
| Technology | 30.27% |
| Utilities | 0.00% |
Stock Market Capitalization
| Giant | 0.00% |
| Large | 4.68% |
| Medium | 28.21% |
| Small | 44.52% |
| Micro | 22.58% |
Stock Style Exposure
| Large Cap Value | 4.68% |
| Large Cap Blend | 0.00% |
| Large Cap Growth | 0.00% |
| Mid Cap Value | 17.67% |
| Mid Cap Blend | 5.06% |
| Mid Cap Growth | 5.52% |
| Small Cap Value | 31.04% |
| Small Cap Blend | 20.67% |
| Small Cap Growth | 15.36% |
View More Holdings
As of March 31, 2020
Top 10 Holdings
| Symbol | Name | % Weight | Price | % Chg |
|---|---|---|---|---|
| -- | United States Treasury Bills 0% | 9.02% | -- | -- |
| FN | Fabrinet | 5.27% | 64.29 | -1.27% |
| LITE | Lumentum Holdings Inc | 4.72% | 82.43 | -1.68% |
| TTMI | TTM Technologies Inc | 4.57% | 11.32 | -1.05% |
| FLEX | Flex Ltd | 4.00% | 9.90 | +0.81% |
| AYI | Acuity Brands Inc | 3.86% | 89.39 | +0.60% |
| APOG | Apogee Enterprises Inc | 3.85% | 22.01 | +3.33% |
| PLXS | Plexus Corp | 3.69% | 68.19 | +1.20% |
| RUSHA | Rush Enterprises Inc A | 3.58% | 41.74 | +2.66% |
| TGNA | Tegna Inc | 3.54% | 10.66 | +3.70% |
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Basic Info
| Investment Strategy | |
|---|---|
| The investment seeks long-term preservation of capital (sufficient growth to outpace inflation over an extended period of time) and growth of capital. The fund will have more than 65% of its assets invested in equity securities. It seeks to achieve its objectives by investing primarily in the equity securities (i.e., common stocks, securities convertible into common stocks or rights or warrants to subscribe for or purchase common stocks) of domestic companies. Specifically, the fund will primarily invest in equity securities of domestic companies which the portfolio managers believe to be undervalued or to represent special situations. | |
| General | |
| Security Type | Mutual Fund |
| Oldest Share Symbol | TOPHX |
| Equity Style | Small Cap/Value |
| Fixed Income Style | -- |
| Broad Asset Class | US Equity |
| Broad Category | Equity |
| Category Name | Small Value |
| Prospectus Objective | Growth |
| Fund Owner Firm Name | Tocqueville |
| Benchmark Index | |
| Russell 2000 TR USD | 100.0% |
| Reports | |
| One Page Report | Download |
Net Fund Flows
| 1M | -1.098M |
| 3M | -7.859M |
| 6M | -22.10M |
| YTD | -22.10M |
| 1Y | -57.73M |
| 3Y | -186.18M |
| 5Y | -515.73M |
| 10Y | -814.01M |
Risk Info
| Beta (5Y) | 1.377 |
| Historical Sharpe Ratio (10Y) | 0.282 |
| Historical Sortino (All) | 0.5453 |
| Daily Value at Risk (VaR) 1% (All) | 3.55% |
| Monthly Value at Risk (VaR) 1% (All) | 17.24% |
Fundamentals
| Dividend Yield TTM (7-9-20) | 0.00% |
| 30-Day SEC Yield | -- |
| 7-Day SEC Yield | -- |
| Weighted Average PE Ratio | 10.46 |
| Weighted Average Price to Sales Ratio | 0.4223 |
| Weighted Average Price to Book Ratio | 1.117 |
| Weighted Median ROE | 11.85% |
| Weighted Median ROA | 3.86% |
| Forecasted Dividend Yield | 2.29% |
| Forecasted PE Ratio | 8.577 |
| Forecasted Price to Sales Ratio | 0.3992 |
| Forecasted Price to Book Ratio | 1.026 |
| Number of Holdings | 45 |
Growth Estimates
| Forecasted 5 Yr Earnings Growth | 12.00% |
| Forecasted Book Value Growth | 5.73% |
| Forecasted Cash Flow Growth | 9.36% |
| Forecasted Earnings Growth | -7.31% |
| Forecasted Revenue Growth | 4.01% |
Comparables
Edit| VCSVX | VALIC Company II Small Cap Value |
| FOUSA06R9C | JNL/PPM America Small Cap Value A |
| DASCX | Dean Small Cap Value |
| BRSIX | Bridgeway Ultra-Small Company Market |
| FOUSA06C9L | JNL/RAFI® Fundamental US Small Cap A |
Attributes
| Purchase Details | |
|---|---|
| Open to New Investors | Yes |
| Open to Existing Investors | Yes |
| Minimum Initial Investment | 1000.00 USD |
| Minimum Subsequent Investment | 100.00 USD |
| Fees | |
| Actual 12B-1 Fee | 0.25% |
| Actual Management Fee | 0.80% |
| Administration Fee | 0.15% |
| Performance Fee | -- |
| Switching Fee | -- |
| Transaction Fee | -- |
| Maximum Front Load | -- |
| Maximum Deferred Load | -- |
| Maximum Redemption Fee | -- |
| Key Dates | |
| Inception Date | 11/19/1993 |
| Termination Date | |
| Last Annual Report Date | 10/31/2019 |
| Last Prospectus Date | 2/28/2020 |
| Attributes | |
| Exchange Traded Share | No |
| Exchange Traded Note | No |
| Enhanced Index Fund | No |
| Fixed Distribution Fund | No |
| High-Net Worth Individual Fund | No |
| Index Fund | No |
| Inverse Fund | No |
| Leveraged Fund | No |
| Fund of Funds | No |
| Currency Hedged Fund | No |
| Synthetic Replication Fund | No |
| Has Dividend Investment Plan | No |
| Socially Responsible Fund | No |
| General Availability | |
| Available for Insurance Product | No |
| Available for Retirement Plan | No |
| Available for RRSP | No |
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