Tocqueville Phoenix Fund (TOPHX)

20.54 +0.20  +0.98% Dec 11 USD
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Key Stats

Net Asset Value 20.54
Turnover Ratio 40.00%
1 Year Fund Level Flows -68.45M

Performance & Returns

  Total Return Cat. Total Return (NAV) % Rank in Cat. (NAV)
1M 0.55% 0.41% 90
3M 4.61% 5.08% 40
6M 9.51% 7.80% 37
YTD 19.07% 18.36% 60
1Y 14.79% 11.10% 28
3Y 1.38% 2.11% 75
5Y 2.16% 5.59% 92
10Y 6.72% 10.01% 95
15Y 6.33% 6.80% 71
20Y 9.39% 9.48% 59
As of Dec. 11, 2019. Returns for periods of 1 year and above are annualized.

Asset Allocation

Type % Net % Long % Short
Cash 9.87% 9.87% 0.00%
Stock 90.13% 90.13% 0.00%
Bond 0.00% 0.00% 0.00%
Convertible 0.00% 0.00% 0.00%
Preferred 0.00% 0.00% 0.00%
Other 0.00% 0.00% 0.00%
As of Sept. 30, 2019

Region Exposure

Americas 94.17%
North America 94.17%
Latin America 0.00%
Greater Europe 2.97%
United Kingdom 0.00%
Europe Developed 2.97%
Europe Emerging 0.00%
Africa/Middle East 0.00%
Greater Asia 2.86%
Japan 0.00%
Australasia 0.00%
Asia Developed 2.86%
Asia Emerging 0.00%
Market Classification
% Developed Markets 100.0%
% Emerging Markets 4.27%
As of Sept. 30, 2019. Region breakdown data is calculated by using the long position holdings of the portfolio.

Stock Sector Exposure

Basic Materials 26.82%
Communication Services 0.77%
Consumer Cyclical 19.64%
Consumer Defensive 3.57%
Energy 2.14%
Financial Services 1.06%
Healthcare 0.00%
Industrials 18.36%
Real Estate 0.00%
Technology 27.65%
Utilities 0.00%
As of Sept. 30, 2019

Stock Market Capitalization

Giant 0.00%
Large 5.41%
Medium 33.66%
Small 54.85%
Micro 6.08%
As of Sept. 30, 2019

Stock Style Exposure

Large Cap Value 2.57%
Large Cap Blend 2.89%
Large Cap Growth 0.00%
Mid Cap Value 21.58%
Mid Cap Blend 9.07%
Mid Cap Growth 3.36%
Small Cap Value 33.23%
Small Cap Blend 17.92%
Small Cap Growth 9.37%
As of Sept. 30, 2019
View More Holdings

Top 10 Holdings

Symbol Name % Weight Price % Chg
TTMI TTM Technologies Inc 4.69% 13.86 +1.99%
HSC Harsco Corp 4.26% 22.29 +2.39%
EMN Eastman Chemical Co 4.09% 79.07 +2.65%
AYI Acuity Brands Inc 3.98% 132.55 +0.77%
CR Crane Co 3.60% 86.20 +1.14%
PVH PVH Corp 3.54% 103.75 +1.22%
PLXS Plexus Corp 3.46% 78.38 +1.16%
APOG Apogee Enterprises Inc 3.36% 39.62 +0.53%
FN Fabrinet 3.35% 61.81 +1.78%
FUL H.B. Fuller Co 3.08% 51.76 +1.55%
As of Sept. 30, 2019
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Basic Info

Investment Strategy
The investment seeks long-term preservation of capital (sufficient growth to outpace inflation over an extended period of time) and growth of capital. The fund will have more than 65% of its assets invested in equity securities. It seeks to achieve its objectives by investing primarily in the equity securities (i.e., common stocks, securities convertible into common stocks or rights or warrants to subscribe for or purchase common stocks) of domestic companies. Specifically, the fund will primarily invest in equity securities of domestic companies which the portfolio managers believe to be undervalued or to represent special situations.
General
Security Type Mutual Fund
Oldest Share Symbol TOPHX
Equity Style Small Cap/Value
Fixed Income Style --
Broad Asset Class US Equity
Broad Category Equity
Category Name Small Value
Prospectus Objective Growth
Fund Owner Firm Name Tocqueville
Benchmark Index
Russell 2000 TR USD 100.0%
Reports
One Page Report Download

Manager Info

Name Tenure
J. Delafield 25.96 yrs
James Maxwell 3.36 yrs
Joshua Kaufthal 3.36 yrs

Net Fund Flows

1M -4.652M
3M -16.79M
6M -37.10M
YTD -65.24M
1Y -68.45M
3Y -155.47M
5Y -859.21M
10Y -664.92M
As of Nov. 30, 2019

Risk Info

Beta (5Y) 1.300
Historical Sharpe Ratio (10Y) 0.4537
Historical Sortino (All) 0.6183
Daily Value at Risk (VaR) 1% (All) 3.37%
Monthly Value at Risk (VaR) 1% (All) 15.51%

Fundamentals

Dividend Yield TTM (12-11-19) 0.03%
30-Day SEC Yield --
7-Day SEC Yield --
Weighted Average PE Ratio 11.75
Weighted Average Price to Sales Ratio 0.5781
Weighted Average Price to Book Ratio 1.763
Weighted Median ROE 11.94%
Weighted Median ROA 3.79%
Forecasted Dividend Yield 1.30%
Forecasted PE Ratio 12.04
Forecasted Price to Sales Ratio 0.5650
Forecasted Price to Book Ratio 1.625
Number of Holdings 44
As of Sept. 30, 2019

Growth Estimates

Forecasted 5 Yr Earnings Growth 8.51%
Forecasted Book Value Growth 6.66%
Forecasted Cash Flow Growth -1.44%
Forecasted Earnings Growth 35.49%
Forecasted Revenue Growth 4.08%
As of Sept. 30, 2019

Comparables

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Attributes

Purchase Details
Open to New Investors Yes
Open to Existing Investors Yes
Minimum Initial Investment 1000.00 USD
Minimum Subsequent Investment 100.00 USD
Fees
Actual 12B-1 Fee 0.25%
Actual Management Fee 0.79%
Administration Fee 0.15%
Performance Fee --
Switching Fee --
Transaction Fee --
Maximum Front Load --
Maximum Deferred Load --
Maximum Redemption Fee --
Key Dates
Inception Date 11/19/1993
Termination Date
Last Annual Report Date 10/31/2018
Last Prospectus Date 2/15/2019
Attributes
Exchange Traded Share No
Exchange Traded Note No
Enhanced Index Fund No
Fixed Distribution Fund No
High-Net Worth Individual Fund No
Index Fund No
Inverse Fund No
Leveraged Fund No
Fund of Funds No
Currency Hedged Fund No
Synthetic Replication Fund No
Has Dividend Investment Plan No
Socially Responsible Fund No
General Availability
Available for Insurance Product No
Available for Retirement Plan No
Available for RRSP No
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