Asset Management Industry: Revenue Quarterly and Cash and ST Investments

Asset Management Industry

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Symbol	Company	Revenue Quarterly	Cash and ST Investments	Pro Rating
PVD	Administradora de Fondos de Pensiones-Provida	101.79M		Go Pro
AMG	Affiliated Managers Group	502.20M	470.50M	Go Pro
AB	AllianceBernstein			Go Pro
ACAS	American Capital	133.00M	360.00M	Go Pro
AMP	Ameriprise Financial	2.699B	43.84B	Go Pro
AMPPRA	Ameriprise Financial			Go Pro
APO	Apollo Global Management	1.309B	17.46B	Go Pro
AINV	Apollo Investment	83.21M	43.69M	Go Pro
ARCC	Ares Capital Corporation	195.06M	102.45M	Go Pro
ART	Artio Global Investors	15.60M	128.57M	Go Pro
APAM	Artisan Partners Asset Management	148.20M	218.20M	Go Pro
BK	Bank of New York Mellon	3.613B	123.45B	Go Pro
BLK	BlackRock	2.449B	4.232B	Go Pro
BKCC	BlackRock Kelso Capital Corporation	26.37M	0.9659M	Go Pro
BX	Blackstone Group	1.217B	21.56B	Go Pro
CLMS	Calamos Asset Management	70.95M	506.60M	Go Pro
CSWC	Capital Southwest Corporation	6.972M	67.62M	Go Pro
CG	Carlyle Group	755.30M	27.91B	Go Pro
CIFC	CIFC	1.029M	47.69M	Go Pro
CNS	Cohen & Steers	72.46M	219.65M	Go Pro
DHIL	Diamond Hill Investment Group	18.36M		Go Pro
EV	Eaton Vance Corporation	318.52M	748.91M	Go Pro
ECPG	Encore Capital Group	144.28M	29.90M	Go Pro
EQS	Equus Total Return	0.177M	23.69M	Go Pro
FII	Federated Investors	230.86M	302.59M	Go Pro
FDUS	Fidus Investment	9.813M	58.95M	Go Pro
FNGN	Financial Engines	53.86M	192.47M	Go Pro
FIG	Fortress Investment Group	244.36M	245.96M	Go Pro
BEN	Franklin Resources	2.014B	9.340B	Go Pro
GBL	GAMCO Investors	86.18M	502.64M	Go Pro
GARS	Garrison Capital			Go Pro
GLAD	Gladstone Capital	7.621M	8.823M	Go Pro
GAIN	Gladstone Investment Corporation	7.184M	56.33M	Go Pro
GLCH	Gleacher	50.88M	44.87M	Go Pro
GVHIB	Global Vision	0.0098M	0.0159M	Go Pro
GBDC	Golub Capital BDC	20.10M	797.39M	Go Pro
GSVC	GSV Capital	0.006M	11.32M	Go Pro
TINY	Harris & Harris Group	0.1822M		Go Pro
HCAP	Harvest Capital Credit			Go Pro
HRZN	Horizon Technology Finance	7.368M	4.597M	Go Pro
IFMI	Institutional Financial Markets	24.41M	17.26M	Go Pro
IVZ	Invesco	1.142B	2.009B	Go Pro
JNS	Janus Capital Group	214.20M	719.70M	Go Pro
KCAP	KCAP Financial	11.39M	5.071M	Go Pro
KIPO	Keating Capital	0.0004M	7.592M	Go Pro
KKR	KKR	151.24M	1.971B	Go Pro
LM	Legg Mason	667.76M		Go Pro
MAIN	Main Street Capital Corporation	26.16M	92.05M	Go Pro
MN	Manning & Napier	90.26M		Go Pro
MCGC	MCG Capital Corporation	10.86M	132.04M	Go Pro
MTR	Mesa Royalty Trust	1.039M	1.986M	Go Pro
MSB	Mesabi Trust	4.995M	7.166M	Go Pro
MRCC	Monroe Capital			Go Pro
MVC	MVC Capital	6.386M	30.34M	Go Pro
NGPC	NGP Capital Resources Company	5.803M	30.31M	Go Pro
NOAH	Noah	25.09M	168.60M	Go Pro
NTRS	Northern Trust Corporation	976.40M	28.30B	Go Pro
OAK	Oaktree Capital Group	42.54M	1.038B	Go Pro
OZM	Och-Ziff Capital Management Group	270.37M	225.07M	Go Pro
OFS	OFS Capital	4.107M		Go Pro
ROYT	Pacific Coast Oil Trust	17.08M	0.0175M	Go Pro
PNNT	Pennant Park Investment Corporation	32.96M	31.29M	Go Pro
PFLT	PennantPark Floating Rate Capital	3.963M	3.988M	Go Pro
PJC	Piper Jaffray Cos	109.53M	22.52M	Go Pro
PSEC	Prospect Capital Corporation	120.20M	278.06M	Go Pro
PZN	Pzena Investment Management	20.84M	31.43M	Go Pro
QLTS	Q Lotus	0.00	0.0255M	Go Pro
RAND	Rand Capital Corporation	0.7066M		Go Pro
REXI	Resource America	15.45M	15.37M	Go Pro
SAR	Saratoga Investment	3.504M	6.282M	Go Pro
SEIC	SEI Investments Company	271.88M	473.21M	Go Pro
SLRC	Solar Capital	41.27M	12.53M	Go Pro
SUNS	Solar Senior Capital	4.461M	2.269M	Go Pro
STT	State Street	2.435B	44.11B	Go Pro
SCM	Stellus Capital Investment			Go Pro
TROW	T. Rowe Price Group	815.70M	1.286B	Go Pro
TCRD	THL Credit	14.42M	0.8276M	Go Pro
TICC	TICC Capital	27.64M	60.18M	Go Pro
GROW	US Global Investors	5.491M	24.00M	Go Pro
VRTS	Virtus Investment Partners	86.17M	104.25M	Go Pro
WDR	Waddell & Reed Financial	316.56M	566.10M	Go Pro
WHG	Westwood Holdings Group	20.10M	53.76M	Go Pro
WHF	WhiteHorse Finance	15.93M	156.12M	Go Pro
WETF	WisdomTree Investments	29.34M	52.30M	Go Pro

Symbol

Company

Revenue Quarterly

Cash and ST Investments

Pro Rating

PVD

Administradora de Fondos de Pensiones-Provida

101.79M

Go Pro

AMG

Affiliated Managers Group

502.20M