Asset Management Industry: Market Cap and Cash from Investing Quarterly

Asset Management Industry

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Symbol	Company	Market Cap	Cash from Investing Quarterly	Pro Rating
PVD	Administradora de Fondos de Pensiones-Provida	2.131B	230.79M	Go Pro
AMG	Affiliated Managers Group	8.650B	-7.00M	Go Pro
AB	AllianceBernstein	2.771B	-12.57M	Go Pro
ACAS	American Capital	4.310B		Go Pro
AMP	Ameriprise Financial	16.29B	389.00M	Go Pro
AMPPRA	Ameriprise Financial			Go Pro
APO	Apollo Global Management	3.321B	0.462M	Go Pro
AINV	Apollo Investment	1.733B		Go Pro
ARCC	Ares Capital Corporation	4.475B		Go Pro
ART	Artio Global Investors	165.90M	0.169M	Go Pro
APAM	Artisan Partners Asset Management	3.372B		Go Pro
BK	Bank of New York Mellon	34.60B		Go Pro
BLK	BlackRock	49.16B		Go Pro
BKCC	BlackRock Kelso Capital Corporation	750.61M		Go Pro
BX	Blackstone Group	12.43B	-41.38M	Go Pro
CLMS	Calamos Asset Management	220.70M		Go Pro
CSWC	Capital Southwest Corporation	517.08M		Go Pro
CG	Carlyle Group	9.220B	-55.50M	Go Pro
CIFC	CIFC	157.36M	-363.70M	Go Pro
CNS	Cohen & Steers	1.988B		Go Pro
DHIL	Diamond Hill Investment Group	266.78M	-0.3053M	Go Pro
DUF	Duff & Phelps Corporation	659.05M	-17.63M	Go Pro
EV	Eaton Vance Corporation	5.099B	12.13M	Go Pro
ECPG	Encore Capital Group	761.49M	-61.77M	Go Pro
EQS	Equus Total Return	21.33M		Go Pro
FII	Federated Investors	2.781B	4.451M	Go Pro
FDUS	Fidus Investment	251.79M	0.00	Go Pro
FNGN	Financial Engines	2.093B	-2.452M	Go Pro
FIG	Fortress Investment Group	3.428B	164.51M	Go Pro
BEN	Franklin Resources	34.79B	63.50M	Go Pro
GBL	GAMCO Investors	1.297B	5.95M	Go Pro
GARS	Garrison Capital			Go Pro
GLAD	Gladstone Capital	181.44M	0.00	Go Pro
GAIN	Gladstone Investment Corporation	194.86M	0.00	Go Pro
GLCH	Gleacher	83.63M	-0.161M	Go Pro
GVHIB	Global Vision	31.15M	0.00	Go Pro
GBDC	Golub Capital BDC	588.68M	-44.99M	Go Pro
GSVC	GSV Capital	145.09M		Go Pro
TINY	Harris & Harris Group	101.44M	-0.0004M	Go Pro
HCAP	Harvest Capital Credit			Go Pro
HRZN	Horizon Technology Finance	137.11M		Go Pro
IFMI	Institutional Financial Markets	24.35M	4.897M	Go Pro
IVZ	Invesco	15.14B	146.40M	Go Pro
JNS	Janus Capital Group	1.595B	-50.20M	Go Pro
KCAP	KCAP Financial	356.73M		Go Pro
KIPO	Keating Capital	56.62M	0.00	Go Pro
KKR	KKR	5.413B	60.44M	Go Pro
LM	Legg Mason	4.551B		Go Pro
MAIN	Main Street Capital Corporation	1.072B	-84.53M	Go Pro
MN	Manning & Napier	267.35M		Go Pro
MCGC	MCG Capital Corporation	361.75M	0.00	Go Pro
MTR	Mesa Royalty Trust	46.78M		Go Pro
MSB	Mesabi Trust	266.73M	0.00	Go Pro
MRCC	Monroe Capital			Go Pro
MVC	MVC Capital	307.33M	0.00	Go Pro
NGPC	NGP Capital Resources Company	136.21M		Go Pro
NOAH	Noah	710.00M		Go Pro
NTRS	Northern Trust Corporation	13.78B	4.439B	Go Pro
OAK	Oaktree Capital Group	8.213B		Go Pro
OZM	Och-Ziff Capital Management Group	5.067B	-1.971M	Go Pro
OFS	OFS Capital	117.67M	-0.777M	Go Pro
ROYT	Pacific Coast Oil Trust	708.00M		Go Pro
PNNT	Pennant Park Investment Corporation	750.33M		Go Pro
PFLT	PennantPark Floating Rate Capital	141.76M	0.00	Go Pro
PJC	Piper Jaffray Cos	597.69M	-0.23M	Go Pro
PSEC	Prospect Capital Corporation	2.594B		Go Pro
PZN	Pzena Investment Management	78.32M	-1.428M	Go Pro
QLTS	Q Lotus	0.3143M	0.0076M	Go Pro
RAND	Rand Capital Corporation	20.38M	1.947M	Go Pro
REXI	Resource America	191.19M	-0.16M	Go Pro
SAR	Saratoga Investment	89.82M		Go Pro
SEIC	SEI Investments Company	5.205B	-32.00M	Go Pro
SLRC	Solar Capital	1.084B		Go Pro
SUNS	Solar Senior Capital	220.50M	0.00	Go Pro
STT	State Street	29.72B	8.116B	Go Pro
SCM	Stellus Capital Investment			Go Pro
TROW	T. Rowe Price Group	20.16B	-31.60M	Go Pro
TCRD	THL Credit	401.31M		Go Pro
TICC	TICC Capital	521.21M	-5.934M	Go Pro
GROW	US Global Investors	41.33M	0.3108M	Go Pro
VRTS	Virtus Investment Partners	1.774B	-1.544M	Go Pro
WDR	Waddell & Reed Financial	3.926B	25.58M	Go Pro
WETM	WestMountain Alternative Energy	9.197M	-0.0001M	Go Pro
WASM	WestMountain Asset Management	4.854M	0.00	Go Pro
WHG	Westwood Holdings Group	345.61M	-0.247M	Go Pro
WHF	WhiteHorse Finance	233.61M		Go Pro
WETF	WisdomTree Investments	1.698B	0.309M	Go Pro

Symbol

Company

Market Cap

Cash from Investing Quarterly

Pro Rating

PVD

Administradora de Fondos de Pensiones-Provida

Affiliated Managers Group