Asset Management Industry: Cash from Operations Quarterly and Retained Earnings

Asset Management Industry

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Symbol	Company	Cash from Operations Quarterly	Retained Earnings	Pro Rating
PVD	Administradora de Fondos de Pensiones-Provida	26.29M		Go Pro
AMG	Affiliated Managers Group	202.20M	1.413B	Go Pro
AB	AllianceBernstein	42.18M		Go Pro
ACAS	American Capital		-837.00M	Go Pro
AMP	Ameriprise Financial	-466.00M	6.978B	Go Pro
AMPPRA	Ameriprise Financial			Go Pro
APO	Apollo Global Management	885.12M	-1.916B	Go Pro
AINV	Apollo Investment	-22.28M	-31.34M	Go Pro
ARCC	Ares Capital Corporation	-54.89M	-23.30M	Go Pro
ART	Artio Global Investors	-20.88M	-532.29M	Go Pro
APAM	Artisan Partners Asset Management			Go Pro
BK	Bank of New York Mellon		14.20B	Go Pro
BLK	BlackRock	190.00M	6.822B	Go Pro
BKCC	BlackRock Kelso Capital Corporation	49.61M	-247.61M	Go Pro
BX	Blackstone Group	226.80M	509.03M	Go Pro
CLMS	Calamos Asset Management			Go Pro
CSWC	Capital Southwest Corporation	9.23M	1.427M	Go Pro
CG	Carlyle Group	-23.90M		Go Pro
CIFC	CIFC	-519.14M	-833.44M	Go Pro
CNS	Cohen & Steers			Go Pro
DHIL	Diamond Hill Investment Group	-2.166M	-23.36M	Go Pro
DUF	Duff & Phelps Corporation	43.46M	34.28M	Go Pro
EV	Eaton Vance Corporation	-72.21M	487.96M	Go Pro
ECPG	Encore Capital Group	32.37M	319.33M	Go Pro
EQS	Equus Total Return	-2.559M	-11.41M	Go Pro
FII	Federated Investors	19.77M	991.02M	Go Pro
FDUS	Fidus Investment	-17.12M	0.18M	Go Pro
FNGN	Financial Engines	6.221M	-56.31M	Go Pro
FIG	Fortress Investment Group	85.65M	-1.472B	Go Pro
BEN	Franklin Resources	485.40M	9.39B	Go Pro
GBL	GAMCO Investors	81.03M	429.55M	Go Pro
GARS	Garrison Capital			Go Pro
GLAD	Gladstone Capital	0.939M	-40.53M	Go Pro
GAIN	Gladstone Investment Corporation	-5.025M	0.321M	Go Pro
GLCH	Gleacher	18.41M	-263.58M	Go Pro
GVHIB	Global Vision	-0.1015M	-2.624M	Go Pro
GBDC	Golub Capital BDC	-19.37M		Go Pro
GSVC	GSV Capital	-15.01M		Go Pro
TINY	Harris & Harris Group	-5.972M	-77.94M	Go Pro
HCAP	Harvest Capital Credit			Go Pro
HRZN	Horizon Technology Finance	-18.39M		Go Pro
IFMI	Institutional Financial Markets	5.072M	-7.37M	Go Pro
IVZ	Invesco	-484.60M	3.054B	Go Pro
JNS	Janus Capital Group	-13.30M	1.449B	Go Pro
KCAP	KCAP Financial	-39.03M	7.046M	Go Pro
KIPO	Keating Capital	-1.065M	-1.994M	Go Pro
KKR	KKR	1.510B		Go Pro
LM	Legg Mason			Go Pro
MAIN	Main Street Capital Corporation	20.02M	-19.16M	Go Pro
MN	Manning & Napier			Go Pro
MCGC	MCG Capital Corporation	70.89M	-427.34M	Go Pro
MTR	Mesa Royalty Trust			Go Pro
MSB	Mesabi Trust	6.552M	1.182M	Go Pro
MRCC	Monroe Capital			Go Pro
MVC	MVC Capital	-2.282M	-29.71M	Go Pro
NGPC	NGP Capital Resources Company		-60.81M	Go Pro
NOAH	Noah			Go Pro
NTRS	Northern Trust Corporation	312.50M	6.794B	Go Pro
OAK	Oaktree Capital Group		-336.90M	Go Pro
OZM	Och-Ziff Capital Management Group	581.25M	-3.239B	Go Pro
OFS	OFS Capital	-20.91M		Go Pro
ROYT	Pacific Coast Oil Trust			Go Pro
PNNT	Pennant Park Investment Corporation	-35.77M	2.406M	Go Pro
PFLT	PennantPark Floating Rate Capital	-8.455M	-0.9497M	Go Pro
PJC	Piper Jaffray Cos	-183.53M	128.95M	Go Pro
PSEC	Prospect Capital Corporation	-440.99M	66.19M	Go Pro
PZN	Pzena Investment Management	7.304M	2.09M	Go Pro
QLTS	Q Lotus	-0.3012M	-4.642M	Go Pro
RAND	Rand Capital Corporation	-0.4571M	-0.7359M	Go Pro
REXI	Resource America	4.787M	-26.98M	Go Pro
SAR	Saratoga Investment	-2.082M	-25.32M	Go Pro
SEIC	SEI Investments Company	39.48M	445.23M	Go Pro
SLRC	Solar Capital	8.853M	-6.127M	Go Pro
SUNS	Solar Senior Capital	-17.17M	-3.176M	Go Pro
STT	State Street	113.00M	12.09B	Go Pro
SCM	Stellus Capital Investment			Go Pro
TROW	T. Rowe Price Group	459.40M	3.175B	Go Pro
TCRD	THL Credit	-33.82M	1.155M	Go Pro
TICC	TICC Capital	-140.36M	-8.836M	Go Pro
GROW	US Global Investors	0.1225M	22.15M	Go Pro
VRTS	Virtus Investment Partners	-5.362M	-666.45M	Go Pro
WDR	Waddell & Reed Financial	61.13M	728.35M	Go Pro
WETM	WestMountain Alternative Energy	-0.0153M	0.0694M	Go Pro
WASM	WestMountain Asset Management	0.0029M	-0.2913M	Go Pro
WHG	Westwood Holdings Group	5.292M	6.063M	Go Pro
WHF	WhiteHorse Finance			Go Pro
WETF	WisdomTree Investments	10.24M	-120.18M	Go Pro

Symbol

Company

Cash from Operations Quarterly

Retained Earnings

Pro Rating

PVD

Administradora de Fondos de Pensiones-Provida

26.29M

Go Pro

AMG

Affiliated Managers Group

202.20M