Asset Management Industry: Cash from Financing Quarterly and Return on Assets

Asset Management Industry

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Symbol	Company	Cash from Financing Quarterly	Return on Assets	Pro Rating
PVD	Administradora de Fondos de Pensiones-Provida	-0.4085M	35.75%	Go Pro
AMG	Affiliated Managers Group	-285.70M	3.40%	Go Pro
AB	AllianceBernstein	-29.61M	3.86%	Go Pro
ACAS	American Capital		9.49%	Go Pro
AMP	Ameriprise Financial	-114.00M	0.82%	Go Pro
AMPPRA	Ameriprise Financial			Go Pro
APO	Apollo Global Management	-933.77M	2.57%	Go Pro
AINV	Apollo Investment	55.56M	5.50%	Go Pro
ARCC	Ares Capital Corporation	-111.70M	7.92%	Go Pro
ART	Artio Global Investors	-2.428M	-22.54%	Go Pro
APAM	Artisan Partners Asset Management			Go Pro
BK	Bank of New York Mellon		0.47%	Go Pro
BLK	BlackRock		1.31%	Go Pro
BKCC	BlackRock Kelso Capital Corporation	-57.76M	5.96%	Go Pro
BX	Blackstone Group	-309.45M	2.45%	Go Pro
CLMS	Calamos Asset Management		3.02%	Go Pro
CSWC	Capital Southwest Corporation	-1.294M	23.84%	Go Pro
CG	Carlyle Group	-116.40M	4.39%	Go Pro
CIFC	CIFC	867.50M	-0.10%	Go Pro
CNS	Cohen & Steers		20.12%	Go Pro
DHIL	Diamond Hill Investment Group	0.00	40.31%	Go Pro
DUF	Duff & Phelps Corporation	-3.94M	3.43%	Go Pro
EV	Eaton Vance Corporation	-183.58M	10.89%	Go Pro
ECPG	Encore Capital Group	27.65M	6.81%	Go Pro
EQS	Equus Total Return	0.00	-13.93%	Go Pro
FII	Federated Investors	-35.38M	16.42%	Go Pro
FDUS	Fidus Investment	24.04M	6.61%	Go Pro
FNGN	Financial Engines	7.467M	7.29%	Go Pro
FIG	Fortress Investment Group	-108.44M	5.68%	Go Pro
BEN	Franklin Resources	-209.50M	14.30%	Go Pro
GBL	GAMCO Investors	-4.255M	9.51%	Go Pro
GARS	Garrison Capital			Go Pro
GLAD	Gladstone Capital	-3.671M	0.16%	Go Pro
GAIN	Gladstone Investment Corporation	-31.59M	0.27%	Go Pro
GLCH	Gleacher	-1.859M	-2.89%	Go Pro
GVHIB	Global Vision	0.0743M	-1343%	Go Pro
GBDC	Golub Capital BDC	51.89M	4.58%	Go Pro
GSVC	GSV Capital	0.00	-9.53%	Go Pro
TINY	Harris & Harris Group	-2.205M	-13.31%	Go Pro
HRZN	Horizon Technology Finance	17.82M	1.93%	Go Pro
IFMI	Institutional Financial Markets	-8.365M	-0.22%	Go Pro
IVZ	Invesco	418.80M	3.84%	Go Pro
JNS	Janus Capital Group	-3.60M	4.12%	Go Pro
KCAP	KCAP Financial	43.36M	10.24%	Go Pro
KIPO	Keating Capital	-0.2769M	-2.48%	Go Pro
KKR	KKR	-1.300B	1.28%	Go Pro
LM	Legg Mason		-3.86%	Go Pro
MAIN	Main Street Capital Corporation	108.45M	12.23%	Go Pro
MN	Manning & Napier		1.26%	Go Pro
MCGC	MCG Capital Corporation	-45.59M	1.64%	Go Pro
MTR	Mesa Royalty Trust		52.97%	Go Pro
MSB	Mesabi Trust	-14.83M	275.8%	Go Pro
MRCC	Monroe Capital			Go Pro
MVC	MVC Capital	-3.229M	-1.23%	Go Pro
NGPC	NGP Capital Resources Company		1.95%	Go Pro
NOAH	Noah			Go Pro
NTRS	Northern Trust Corporation	-4.668B	0.73%	Go Pro
OAK	Oaktree Capital Group		0.40%	Go Pro
OZM	Och-Ziff Capital Management Group	-516.69M	-13.02%	Go Pro
OFS	OFS Capital	22.05M		Go Pro
ROYT	Pacific Coast Oil Trust			Go Pro
PNNT	Pennant Park Investment Corporation	59.50M	7.72%	Go Pro
PFLT	PennantPark Floating Rate Capital	8.597M	6.49%	Go Pro
PJC	Piper Jaffray Cos	100.99M	2.36%	Go Pro
PSEC	Prospect Capital Corporation	463.50M	5.99%	Go Pro
PZN	Pzena Investment Management	-14.06M	6.06%	Go Pro
QLTS	Q Lotus	0.3177M	-472.2%	Go Pro
RAND	Rand Capital Corporation	-0.90M	4.72%	Go Pro
REXI	Resource America	-0.659M	14.53%	Go Pro
SAR	Saratoga Investment	3.903M	9.62%	Go Pro
SEIC	SEI Investments Company	-7.625M	17.48%	Go Pro
SLRC	Solar Capital	-11.36M	8.27%	Go Pro
SUNS	Solar Senior Capital	16.79M	4.81%	Go Pro
STT	State Street	-6.111B	1.01%	Go Pro
SCM	Stellus Capital Investment			Go Pro
TROW	T. Rowe Price Group	-21.00M	21.67%	Go Pro
TCRD	THL Credit	29.82M	8.07%	Go Pro
TICC	TICC Capital		10.46%	Go Pro
GROW	US Global Investors	-1.191M	1.40%	Go Pro
VRTS	Virtus Investment Partners	-10.61M	15.15%	Go Pro
WDR	Waddell & Reed Financial	-26.55M	13.41%	Go Pro
WETM	WestMountain Alternative Energy	0.00	4.80%	Go Pro
WASM	WestMountain Asset Management		-3.39%	Go Pro
WHG	Westwood Holdings Group	-3.049M	12.56%	Go Pro
WHF	WhiteHorse Finance			Go Pro
WETF	WisdomTree Investments	0.498M	28.56%	Go Pro

Symbol

Company

Cash from Financing Quarterly

Return on Assets

Pro Rating

PVD

Administradora de Fondos de Pensiones-Provida

Affiliated Managers Group